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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 30 Institutional holders with a total value of $209,226,975.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 5,618,291 92,084,000 44.01%
2 BB&T SECURITIES, LLC 231,852 38,000,000 18.16%
3 AGF INVESTMENTS INC. 1,878,836 30,832,000 14.74%
4 Accuvest Global Advisors 940,687 15,418,000 7.37%
5 UBS AG 576,524 9,449,000 4.52%
6 RAYMOND JAMES & ASSOCIATES 359,905 5,899,000 2.82%
7 CURIAN CAPITAL LLC 243,487 3,991,000 1.91%
8 Wharton Business Group, LLC 133,835 2,194,000 1.05%
9 I.G. INVESTMENT MANAGEMENT, LTD. 129,075 2,116,000 1.01%
10 Placemark Investments, Inc. 107,499 1,762,000 0.84%
11 MORGAN STANLEY 100,959 1,654,000 0.79%
12 ZACKS INVESTMENT MANAGEMENT 66,028 1,082,000 0.52%
13 Cetera Advisors LLC 62,850 1,025,000 0.49%
14 JANE STREET GROUP, LLC 41,285 677,000 0.32%
15 ROYAL BANK OF CANADA 32,241 529,000 0.25%
16 Independent Portfolio Consultants, Inc. 25,445 417,000 0.20%
17 Sageworth Trust Co 25,063 411,000 0.20%
18 WELLS FARGO & COMPANY/MN 19,131 314,000 0.15%
19 Curbstone Financial Management Corp 18,900 310,000 0.15%
20 AMERICAN INTERNATIONAL GROUP, INC. 16,777 274,975 0.13%
21 ENVESTNET ASSET MANAGEMENT INC 14,869 244,000 0.12%
22 BANK OF AMERICA CORP /DE/ 9,961 164,000 0.08%
23 SG Americas Securities, LLC 9,961 163,000 0.08%
24 AMERIPRISE FINANCIAL INC 4,000 66,000 0.03%
25 PNC FINANCIAL SERVICES GROUP, INC. 3,000 49,000 0.02%
26 SOUTH GEORGIA CAPITAL, LLC 2,000 33,000 0.02%
27 GLENMEDE TRUST CO NA 2,000 32,000 0.02%
28 Waverly Advisors, LLC 1,193 20,000 0.01%
29 Hudock, Inc. 859 14,000 0.01%
30 HOWE & RUSLING INC 200 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.