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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 33 Institutional holders with a total value of $85,962,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 2,921,743 30,649,000 35.65%
2 AGF INVESTMENTS INC. 2,229,793 23,386,000 27.21%
3 RAYMOND JAMES & ASSOCIATES 859,883 9,020,000 10.49%
4 WELLS FARGO & COMPANY/MN 388,342 4,074,000 4.74%
5 BANK OF AMERICA CORP /DE/ 306,073 3,211,000 3.74%
6 Clark Capital Management Group, Inc. 275,534 2,890,000 3.36%
7 I.G. INVESTMENT MANAGEMENT, LTD. 261,958 2,748,000 3.20%
8 Mariner, LLC 213,426 2,239,000 2.60%
9 BB&T SECURITIES, LLC 182,706 1,916,000 2.23%
10 ROYAL BANK OF CANADA 106,019 1,112,000 1.29%
11 ENVESTNET ASSET MANAGEMENT INC 98,924 1,038,000 1.21%
12 AGF Investments America Inc. 74,287 779,000 0.91%
13 US BANCORP \DE\ 58,949 619,000 0.72%
14 UBS Group AG 48,941 513,000 0.60%
15 MORGAN STANLEY 43,691 458,000 0.53%
16 Sageworth Trust Co 31,757 333,000 0.39%
17 OLD MISSION CAPITAL LLC 20,089 211,000 0.25%
18 Raymond James Financial Services Advisors, Inc. 16,386 172,000 0.20%
19 CITADEL ADVISORS LLC 16,000 168,000 0.20%
20 Cetera Advisors LLC 11,455 119,000 0.14%
21 Dana Investment Advisors, Inc. 10,326 108,000 0.13%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,927 73,000 0.08%
23 SIGNATUREFD, LLC 5,454 57,000 0.07%
24 ADVISOR GROUP, INC. 2,515 25,000 0.03%
25 GLENMEDE TRUST CO NA 2,000 20,000 0.02%
26 MSI Financial Services Inc 595 6,000 0.01%
27 Hudock, Inc. 611 6,000 0.01%
28 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 531 6,000 0.01%
29 CITIGROUP INC 419 4,000 0.00%
30 HOWE & RUSLING INC 200 2,000 0.00%
31 Checchi Capital Advisers, LLC 2 0 0.00%
32 IFP ADVISORS, INC 1 0 0.00%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.