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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 31 Institutional holders with a total value of $73,248,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 IFP ADVISORS, INC 1 0 0.00%
3 Checchi Capital Advisers, LLC 2 0 0.00%
4 AMERICAN INTERNATIONAL GROUP, INC. 185 2,000 0.00%
5 HOWE & RUSLING INC 200 2,000 0.00%
6 CITIGROUP INC 419 4,000 0.01%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 525 5,000 0.01%
8 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 554 6,000 0.01%
9 Hudock, Inc. 611 6,000 0.01%
10 MSI Financial Services Inc 774 8,000 0.01%
11 BANK OF AMERICA CORP /DE/ 1,053 10,000 0.01%
12 GLENMEDE TRUST CO NA 2,000 19,000 0.03%
13 SIGNATUREFD, LLC 5,454 54,000 0.07%
14 Dana Investment Advisors, Inc. 10,326 103,000 0.14%
15 LPL Financial LLC 19,766 190,000 0.26%
16 OLD MISSION CAPITAL LLC 20,282 203,000 0.28%
17 UBS Group AG 23,372 233,000 0.32%
18 Sageworth Trust Co 28,383 284,000 0.39%
19 MORGAN STANLEY 33,089 331,000 0.45%
20 JANE STREET GROUP, LLC 50,451 504,000 0.69%
21 US BANCORP \DE\ 58,600 585,000 0.80%
22 ENVESTNET ASSET MANAGEMENT INC 80,413 803,000 1.10%
23 ROYAL BANK OF CANADA 94,792 947,000 1.29%
24 Main Management LLC 116,126 1,160,000 1.58%
25 BB&T SECURITIES, LLC 174,819 1,746,000 2.38%
26 Mariner, LLC 217,612 2,174,000 2.97%
27 I.G. INVESTMENT MANAGEMENT, LTD. 258,856 2,586,000 3.53%
28 WELLS FARGO & COMPANY/MN 398,060 3,976,000 5.43%
29 RAYMOND JAMES & ASSOCIATES 883,398 8,825,000 12.05%
30 AGF INVESTMENTS INC. 1,912,706 19,093,000 26.07%
31 RiverFront Investment Group, LLC 2,941,853 29,389,000 40.12%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.