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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 34 Institutional holders with a total value of $87,370,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 2,580,504 28,901,000 33.08%
2 AGF INVESTMENTS INC. 2,126,035 23,795,000 27.23%
3 RAYMOND JAMES & ASSOCIATES 740,015 8,288,000 9.49%
4 AMERIPRISE FINANCIAL INC 625,852 7,009,000 8.02%
5 BANK OF AMERICA CORP /DE/ 378,729 4,242,000 4.86%
6 Janney Montgomery Scott LLC 192,066 2,151,000 2.46%
7 Mariner, LLC 179,765 2,013,000 2.30%
8 BB&T SECURITIES, LLC 163,816 1,834,000 2.10%
9 ROYAL BANK OF CANADA 129,490 1,450,000 1.66%
10 JANE STREET GROUP, LLC 125,279 1,403,000 1.61%
11 Accuvest Global Advisors 97,444 1,091,000 1.25%
12 AGF Investments America Inc. 76,833 861,000 0.99%
13 ENVESTNET ASSET MANAGEMENT INC 66,403 744,000 0.85%
14 US BANCORP \DE\ 58,600 656,000 0.75%
15 MORGAN STANLEY 42,325 474,000 0.54%
16 SG Americas Securities, LLC 42,025 471,000 0.54%
17 Sageworth Trust Co 34,786 390,000 0.45%
18 KALOS MANAGEMENT, INC. 30,802 345,000 0.39%
19 UBS Group AG 29,665 332,000 0.38%
20 OLD MISSION CAPITAL LLC 27,228 305,000 0.35%
21 STIFEL FINANCIAL CORP 14,305 161,000 0.18%
22 Dana Investment Advisors, Inc. 12,937 145,000 0.17%
23 WESPAC Advisors, LLC 10,302 115,000 0.13%
24 WELLS FARGO & COMPANY/MN 8,892 100,000 0.11%
25 ADVISOR GROUP, INC. 2,275 26,000 0.03%
26 GLENMEDE TRUST CO NA 2,000 22,000 0.03%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,448 16,000 0.02%
28 BB&T INVESTMENT SERVICES, INC. 1,333 15,000 0.02%
29 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 494 6,000 0.01%
30 Hudock, Inc. 601 6,000 0.01%
31 HOWE & RUSLING INC 200 2,000 0.00%
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 100 1,000 0.00%
33 IFP ADVISORS, INC 1 0 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.