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GUGGENHEIM ENHANCED EQUITY S
GUGGENHEIM ENHANCED EQUITY S. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 24 Institutional holders with a total value of $13,505,451.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 147,836 2,600,000 19.25%
2 MORGAN STANLEY 102,020 1,795,000 13.29%
3 Robert W. Baird & Co. Inc 65,449 1,151,000 8.52%
4 WOLVERINE ASSET MANAGEMENT LLC 61,539 1,082,000 8.01%
5 Shaker Financial Services, LLC 59,947 1,054,000 7.80%
6 Thomas J. Herzfeld Advisors, Inc. 52,440 922,000 6.83%
7 CORNERSTONE ADVISORS INC 50,837 894,000 6.62%
8 CLOUGH CAPITAL PARTNERS L P 47,100 828,000 6.13%
9 CSS LLC/IL 46,211 813,000 6.02%
10 MARINER INVESTMENT GROUP LLC 31,480 554,000 4.10%
11 UBS Group AG 26,206 461,000 3.41%
12 WELLS FARGO & COMPANY/MN 17,273 303,000 2.24%
13 GUGGENHEIM CAPITAL LLC 12,503 220,000 1.63% PRN
14 AMERICAN INTERNATIONAL GROUP, INC. 11,847 208,388 1.54%
15 First Allied Advisory Services, Inc. 11,300 199,000 1.47%
16 ROYAL BANK OF CANADA 11,109 195,000 1.44%
17 BRUDERMAN ASSET MANAGEMENT, LLC 5,100 90,000 0.67%
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 4,009 70,000 0.52%
19 WFG Advisors, LP 1,000 18,000 0.13%
20 B. Riley Wealth Management, Inc. 1,000 17,000 0.13%
21 CITIGROUP INC 930 17,000 0.13%
22 DEUTSCHE BANK AG\ 600 9,000 0.07%
23 CAPTRUST FINANCIAL ADVISORS 231 4,063 0.03%
24 Tower Research Capital LLC (TRC) 63 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.