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GUGGENHEIM ENHANCED EQUITY S
GUGGENHEIM ENHANCED EQUITY S. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 25 Institutional holders with a total value of $15,709,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 158,941 2,567,000 16.34%
2 BANK OF AMERICA CORP /DE/ 148,799 2,403,000 15.30%
3 GUGGENHEIM CAPITAL LLC 134,279 2,169,000 13.81% PRN
4 MORGAN STANLEY 123,790 1,999,000 12.73%
5 RELATIVE VALUE PARTNERS GROUP, LLC 121,726 1,966,000 12.52%
6 Thomas J. Herzfeld Advisors, Inc. 61,363 991,000 6.31%
7 BAIRD FINANCIAL GROUP, INC. 50,226 811,000 5.16%
8 CSS LLC/IL 46,211 746,000 4.75%
9 First Allied Advisory Services, Inc. 24,841 401,000 2.55%
10 Cetera Advisor Networks LLC 19,800 317,000 2.02%
11 Laurion Capital Management LP 18,289 295,000 1.88%
12 UBS Group AG 15,139 245,000 1.56%
13 WELLS FARGO & COMPANY/MN 12,915 209,000 1.33%
14 RAYMOND JAMES & ASSOCIATES 11,497 186,000 1.18%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,861 143,000 0.91%
16 ROYAL BANK OF CANADA 6,678 108,000 0.69%
17 ADVISOR GROUP, INC. 3,443 56,000 0.36%
18 BRUDERMAN ASSET MANAGEMENT, LLC 2,340 38,000 0.24%
19 IFP ADVISORS, INC 1,575 25,000 0.16%
20 CITIGROUP INC 1,076 17,000 0.11%
21 GUGGENHEIM CAPITAL LLC 749 12,000 0.08%
22 TCI Wealth Advisors, Inc. 158 3,000 0.02%
23 Creative Planning 60 1,000 0.01%
24 WFG Advisors, LP 73 1,000 0.01%
25 MSI Financial Services Inc 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.