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GUGGENHEIM ENHANCED EQUITY S
GUGGENHEIM ENHANCED EQUITY S. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 36 Institutional holders with a total value of $18,114,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 179,323 2,731,000 15.08% PRN
2 MORGAN STANLEY 166,209 2,531,000 13.97%
3 BANK OF AMERICA CORP /DE/ 139,032 2,117,000 11.69%
4 Karpus Management, Inc. 84,753 1,291,000 7.13%
5 CITIGROUP INC 82,132 1,251,000 6.91%
6 RELATIVE VALUE PARTNERS GROUP, LLC 65,143 1,027,000 5.67%
7 Shaker Financial Services, LLC 66,821 1,018,000 5.62%
8 Thomas J. Herzfeld Advisors, Inc. 65,553 998,000 5.51%
9 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 47,791 728,000 4.02%
10 CSS LLC/IL 46,211 704,000 3.89%
11 TELEMUS CAPITAL, LLC 38,000 579,000 3.20%
12 CLOUGH CAPITAL PARTNERS L P 20,400 311,000 1.72%
13 UBS Group AG 20,383 310,000 1.71%
14 Raymond James Financial Services Advisors, Inc. 19,630 299,000 1.65%
15 LPL Financial LLC 18,012 272,000 1.50%
16 WELLS FARGO & COMPANY/MN 16,776 255,000 1.41%
17 BAIRD FINANCIAL GROUP, INC. 14,728 224,000 1.24%
18 Investors Capital Advisory Services 13,720 208,000 1.15%
19 DOLIVER ADVISORS, LP 11,972 182,000 1.00%
20 Cetera Advisor Networks LLC 11,500 174,000 0.96%
21 First Allied Advisory Services, Inc. 11,300 170,000 0.94%
22 AMERICAN INTERNATIONAL GROUP, INC. 10,991 167,000 0.92%
23 RAYMOND JAMES & ASSOCIATES 10,006 152,000 0.84%
24 ROYAL BANK OF CANADA 7,834 119,000 0.66%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,800 104,000 0.57%
26 BRUDERMAN ASSET MANAGEMENT, LLC 5,100 78,000 0.43%
27 SIGNATUREFD, LLC 2,548 39,000 0.22%
28 IFP ADVISORS, INC 1,575 24,000 0.13%
29 GUGGENHEIM CAPITAL LLC 1,174 18,000 0.10%
30 WFG Advisors, LP 1,000 15,000 0.08%
31 DEUTSCHE BANK AG\ 400 6,000 0.03%
32 Gemmer Asset Management LLC 300 4,000 0.02%
33 CAPTRUST FINANCIAL ADVISORS 231 4,000 0.02%
34 Tower Research Capital LLC (TRC) 175 3,000 0.02%
35 Creative Planning 60 1,000 0.01%
36 MSI Financial Services Inc 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.