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GUGGENHEIM ENHANCED EQUITY S
GUGGENHEIM ENHANCED EQUITY S. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 31 Institutional holders with a total value of $17,698,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 7 0 0.00%
2 Creative Planning 60 1,000 0.01%
3 Tower Research Capital LLC (TRC) 100 2,000 0.01%
4 CAPTRUST FINANCIAL ADVISORS 231 4,000 0.02%
5 Iowa State Bank 407 6,000 0.03%
6 GUGGENHEIM CAPITAL LLC 1,174 18,000 0.10%
7 DEUTSCHE BANK AG\ 1,432 22,000 0.12%
8 IFP ADVISORS, INC 1,575 24,000 0.14%
9 SIGNATUREFD, LLC 2,548 39,000 0.22%
10 ADVISOR GROUP, INC. 3,443 52,000 0.29%
11 ROYAL BANK OF CANADA 6,446 99,000 0.56%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,800 105,000 0.59%
13 RAYMOND JAMES & ASSOCIATES 10,136 156,000 0.88%
14 First Allied Advisory Services, Inc. 11,300 170,000 0.96%
15 Cetera Advisor Networks LLC 11,500 174,000 0.98%
16 Investors Capital Advisory Services 13,720 211,000 1.19%
17 WELLS FARGO & COMPANY/MN 15,866 245,000 1.38%
18 CLOUGH CAPITAL PARTNERS L P 20,400 314,000 1.77%
19 TELEMUS CAPITAL, LLC 38,000 586,000 3.31%
20 UBS Group AG 40,119 618,000 3.49%
21 CSS LLC/IL 46,211 712,000 4.02%
22 CITIGROUP INC 46,418 715,000 4.04%
23 BAIRD FINANCIAL GROUP, INC. 48,872 753,000 4.25%
24 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 58,084 896,000 5.06%
25 Shaker Financial Services, LLC 58,353 899,000 5.08%
26 Karpus Management, Inc. 62,973 970,000 5.48%
27 Thomas J. Herzfeld Advisors, Inc. 63,288 975,000 5.51%
28 RELATIVE VALUE PARTNERS GROUP, LLC 66,882 1,031,000 5.83%
29 BANK OF AMERICA CORP /DE/ 140,920 2,172,000 12.27%
30 MORGAN STANLEY 178,500 2,750,000 15.54%
31 GUGGENHEIM CAPITAL LLC 193,323 2,979,000 16.83% PRN

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.