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Headwaters Inc
Headwaters Inc. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 162 Institutional holders with a total value of $801,008,322.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gates Capital Management, Inc. 7,763,348 102,554,000 12.80%
2 Archer Capital Management, L.P. 4,081,680 53,919,000 6.73%
3 BlackRock Fund Advisors 3,999,878 52,838,000 6.60%
4 WELLINGTON MANAGEMENT GROUP LLP 2,668,738 35,254,000 4.40%
5 VANGUARD GROUP INC 2,632,729 34,778,000 4.34%
6 DIMENSIONAL FUND ADVISORS LP 2,329,444 30,771,000 3.84%
7 BlackRock Institutional Trust Company, N.A. 2,184,844 28,862,000 3.60%
8 RUTABAGA CAPITAL MANAGEMENT LLC/MA 2,084,231 27,533,000 3.44%
9 CRAMER ROSENTHAL MCGLYNN LLC 1,941,125 25,642,000 3.20%
10 SKYLINE ASSET MANAGEMENT LP 1,885,600 24,909,000 3.11%
11 KING LUTHER CAPITAL MANAGEMENT CORP 1,865,350 24,641,000 3.08%
12 NORTHPOINTE CAPITAL LLC 1,518,774 20,063,000 2.50%
13 THOMPSON SIEGEL & WALMSLEY LLC 1,506,063 19,895,000 2.48%
14 STATE STREET CORP 1,472,963 19,459,000 2.43%
15 CANYON CAPITAL ADVISORS LLC 1,450,414 19,160,000 2.39%
16 NORTHERN TRUST CORP 1,294,859 17,105,000 2.14%
17 Cortina Asset Management, LLC 1,141,858 15,084,000 1.88%
18 Invesco Ltd. 1,036,254 13,689,000 1.71%
19 COLUMBUS CIRCLE INVESTORS 866,780 11,450,000 1.43%
20 Bank of New York Mellon Corp 850,223 11,232,000 1.40%
21 Lombard Odier Asset Management (USA) Corp 840,000 11,096,000 1.39%
22 RENAISSANCE TECHNOLOGIES LLC 776,514 10,258,000 1.28%
23 AMERICAN CENTURY COMPANIES INC 752,671 9,943,000 1.24%
24 Cupps Capital Management, LLC 640,446 8,460,000 1.06%
25 BRANT POINT INVESTMENT MANAGEMENT LLC 633,000 8,362,000 1.04%
26 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 627,695 8,292,000 1.04%
27 TWO SIGMA INVESTMENTS, LP 533,811 7,051,000 0.88%
28 TWO SIGMA ADVISERS, LP 523,864 6,920,000 0.86%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 508,186 6,713,000 0.84%
30 FULLER & THALER ASSET MANAGEMENT, INC. 494,800 6,536,000 0.82%
31 PRINCIPAL FINANCIAL GROUP INC 464,930 6,142,000 0.77%
32 GEODE CAPITAL MANAGEMENT, LLC 415,798 5,492,000 0.69%
33 SUNTRUST BANKS INC 343,714 4,539,000 0.57%
34 PRUDENTIAL FINANCIAL INC 316,608 4,182,000 0.52%
35 AMERIPRISE FINANCIAL INC 313,485 4,141,000 0.52%
36 MASON STREET ADVISORS, LLC 303,756 4,013,000 0.50%
37 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 271,597 3,588,000 0.45%
38 D. E. Shaw & Co., Inc. 269,184 3,556,000 0.44%
39 BlackRock Investment Management, LLC 243,336 3,214,000 0.40%
40 PARAMETRIC PORTFOLIO ASSOCIATES LLC 239,311 3,161,000 0.39%
41 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 219,900 2,905,000 0.36%
42 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 218,341 2,884,000 0.36%
43 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 209,732 2,771,000 0.35%
44 MORGAN STANLEY 201,676 2,664,000 0.33%
45 Lisanti Capital Growth, LLC 192,197 2,539,000 0.32%
46 MILLENNIUM MANAGEMENT LLC 175,719 2,321,000 0.29%
47 NEW YORK STATE COMMON RETIREMENT FUND 166,000 2,193,000 0.27%
48 Teton Advisors, Inc. 159,500 2,107,000 0.26%
49 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 173,498 2,081,000 0.26%
50 Jefferies Group LLC 150,100 1,983,000 0.25% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.