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Headwaters Inc
Headwaters Inc. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 151 Institutional holders with a total value of $811,618,383.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gates Capital Management, Inc. 8,295,729 104,028,000 12.82%
2 WELLINGTON MANAGEMENT GROUP LLP 7,424,129 93,098,000 11.47%
3 Archer Capital Management, L.P. 3,946,519 49,489,000 6.10%
4 BlackRock Fund Advisors 3,664,036 45,947,000 5.66%
5 VANGUARD GROUP INC 2,943,833 36,916,000 4.55%
6 CRAMER ROSENTHAL MCGLYNN LLC 2,766,321 34,690,000 4.27%
7 DIMENSIONAL FUND ADVISORS LP 2,557,789 32,075,000 3.95%
8 SKYLINE ASSET MANAGEMENT LP 2,251,500 28,234,000 3.48%
9 BlackRock Institutional Trust Company, N.A. 2,091,529 26,228,000 3.23%
10 RUTABAGA CAPITAL MANAGEMENT LLC/MA 2,039,291 25,573,000 3.15%
11 KING LUTHER CAPITAL MANAGEMENT CORP 1,787,930 22,421,000 2.76%
12 CANYON CAPITAL ADVISORS LLC 1,675,479 21,011,000 2.59%
13 COLUMBUS CIRCLE INVESTORS 1,529,720 19,183,000 2.36%
14 Cortina Asset Management, LLC 1,469,077 18,422,000 2.27%
15 NORTHPOINTE CAPITAL LLC 1,461,247 18,324,000 2.26%
16 STATE STREET CORP 1,388,380 17,409,000 2.14%
17 NORTHERN TRUST CORP 1,262,891 15,836,000 1.95%
18 THOMPSON SIEGEL & WALMSLEY LLC 1,012,100 12,692,000 1.56%
19 Bank of New York Mellon Corp 812,612 10,190,000 1.26%
20 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 759,888 9,529,000 1.17%
21 Invesco Ltd. 758,747 9,515,000 1.17%
22 Lombard Odier Asset Management (USA) Corp 732,228 9,182,000 1.13%
23 BRANT POINT INVESTMENT MANAGEMENT LLC 617,600 7,745,000 0.95%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 498,842 6,255,000 0.77%
25 Nuveen Asset Management, LLC 487,581 6,114,000 0.75%
26 PRINCIPAL FINANCIAL GROUP INC 457,663 5,739,000 0.71%
27 GEODE CAPITAL MANAGEMENT, LLC 424,097 5,318,000 0.66%
28 Cupps Capital Management, LLC 381,304 4,781,000 0.59%
29 AMERICAN CENTURY COMPANIES INC 364,457 4,570,000 0.56%
30 FULLER & THALER ASSET MANAGEMENT, INC. 347,066 4,352,000 0.54%
31 AMERIPRISE FINANCIAL INC 324,353 4,067,000 0.50%
32 PRUDENTIAL FINANCIAL INC 313,508 3,931,000 0.48%
33 MASON STREET ADVISORS, LLC 308,516 3,869,000 0.48%
34 CITADEL ADVISORS LLC 285,606 3,581,000 0.44%
35 TWO SIGMA ADVISERS, LP 251,293 3,151,000 0.39%
36 BlackRock Investment Management, LLC 241,991 3,035,000 0.37%
37 Jefferies Group LLC 239,000 2,997,000 0.37% Call
38 Artisan Partners Limited Partnership 226,917 2,846,000 0.35%
39 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 218,341 2,738,000 0.34%
40 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 211,679 2,654,000 0.33%
41 D. E. Shaw & Co., Inc. 211,519 2,652,000 0.33%
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 197,033 2,471,000 0.30%
43 FIRST TRUST ADVISORS LP 191,102 2,396,000 0.30%
44 DEUTSCHE BANK AG\ 190,536 2,388,000 0.29%
45 RENAISSANCE TECHNOLOGIES LLC 184,100 2,309,000 0.28%
46 Lisanti Capital Growth, LLC 181,630 2,278,000 0.28%
47 VIRTUS CAPITAL ADVISERS, LLC 179,127 2,246,000 0.28%
48 MACQUARIE GROUP LTD 170,517 2,138,000 0.26%
49 Teton Advisors, Inc. 159,500 2,000,000 0.25%
50 PARAMETRIC PORTFOLIO ASSOCIATES LLC 158,376 1,986,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.