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Headwaters Inc
Headwaters Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 206 Institutional holders with a total value of $1,517,835,414.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 6,159,458 144,870,000 9.54%
2 BlackRock Fund Advisors 5,690,730 133,846,000 8.82%
3 Magnetar Financial LLC 3,446,088 81,052,000 5.34%
4 WELLINGTON MANAGEMENT GROUP LLP 3,037,299 71,437,000 4.71%
5 AQR ARBITRAGE LLC 3,001,071 70,585,000 4.65%
6 DIMENSIONAL FUND ADVISORS LP 2,827,400 66,501,000 4.38%
7 COWEN INC. 2,392,282 56,266,000 3.71%
8 BlackRock Institutional Trust Company, N.A. 1,896,011 44,594,000 2.94%
9 Bank of New York Mellon Corp 1,859,457 43,736,000 2.88%
10 JPMORGAN CHASE & CO 1,767,506 41,573,000 2.74%
11 STATE STREET CORP 1,578,264 37,123,000 2.45%
12 ALPINE ASSOCIATES MANAGEMENT INC. 1,470,851 34,594,000 2.28%
13 CITIGROUP INC 1,256,991 29,564,000 1.95%
14 DEUTSCHE BANK AG\ 1,067,421 25,105,000 1.65%
15 NORTHERN TRUST CORP 1,055,969 24,837,000 1.64%
16 COASTLAND CAPITAL LLC 1,040,926 24,483,000 1.61%
17 Allianz Asset Management GmbH 1,020,000 23,990,000 1.58%
18 OMERS ADMINISTRATION Corp 958,600 22,546,000 1.49%
19 Invesco Ltd. 953,074 22,417,000 1.48%
20 CRAMER ROSENTHAL MCGLYNN LLC 759,871 17,872,000 1.18%
21 GLENMEDE TRUST CO NA 723,121 17,007,000 1.12%
22 ACK Asset Management LLC 715,000 16,817,000 1.11%
23 WATER ISLAND CAPITAL LLC 707,383 16,638,000 1.10%
24 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 665,441 15,651,000 1.03%
25 MORGAN STANLEY 650,748 15,306,000 1.01%
26 GOLDMAN SACHS GROUP INC 607,976 14,299,000 0.94%
27 RENAISSANCE TECHNOLOGIES LLC 607,114 14,279,000 0.94%
28 FrontFour Capital Group LLC 598,367 14,074,000 0.93%
29 NORGES BANK 571,792 13,449,000 0.89%
30 PRINCIPAL FINANCIAL GROUP INC 553,987 13,030,000 0.86%
31 Cortina Asset Management, LLC 544,975 12,818,000 0.84%
32 GEODE CAPITAL MANAGEMENT, LLC 542,644 12,762,000 0.84%
33 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 515,464 12,124,000 0.80%
34 LONGFELLOW INVESTMENT MANAGEMENT CO LLC 482,577 11,350,000 0.75%
35 RUTABAGA CAPITAL MANAGEMENT LLC/MA 433,568 10,198,000 0.67%
36 OXFORD ASSET MANAGEMENT LLP 420,687 9,895,000 0.65%
37 SG Americas Securities, LLC 391,019 9,197,000 0.61%
38 BlackRock Investment Management, LLC 373,782 8,791,000 0.58%
39 AMERIPRISE FINANCIAL INC 373,326 8,781,000 0.58%
40 Redwood Investments, LLC 350,342 8,240,000 0.54% SH
41 Tygh Capital Management, Inc. 338,920 7,971,000 0.53%
42 D. E. Shaw & Co., Inc. 309,396 7,277,000 0.48%
43 WOLVERINE ASSET MANAGEMENT LLC 300,672 7,071,000 0.47%
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 279,122 6,565,000 0.43%
45 GABELLI FUNDS LLC 278,217 6,544,000 0.43%
46 PRUDENTIAL FINANCIAL INC 272,858 6,418,000 0.42%
47 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 236,641 5,566,000 0.37%
48 Gotham Asset Management, LLC 234,914 5,525,000 0.36%
49 STEVENS CAPITAL MANAGEMENT LP 215,279 5,063,000 0.33%
50 TIAA CREF INVESTMENT MANAGEMENT LLC 211,943 4,985,000 0.33%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.