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Headwaters Inc
Headwaters Inc. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 160 Institutional holders with a total value of $963,019,223.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 8,879,423 133,103,000 13.82%
2 Gates Capital Management, Inc. 6,917,822 103,698,000 10.77%
3 BlackRock Fund Advisors 4,029,409 60,401,000 6.27%
4 VANGUARD GROUP INC 2,895,058 43,397,000 4.51%
5 CRAMER ROSENTHAL MCGLYNN LLC 2,796,856 41,925,000 4.35%
6 DIMENSIONAL FUND ADVISORS LP 2,319,638 34,771,000 3.61%
7 Archer Capital Management, L.P. 2,218,319 33,253,000 3.45%
8 SKYLINE ASSET MANAGEMENT LP 2,140,200 32,082,000 3.33%
9 BlackRock Institutional Trust Company, N.A. 2,059,539 30,872,000 3.21%
10 RUTABAGA CAPITAL MANAGEMENT LLC/MA 2,042,191 30,612,000 3.18%
11 KING LUTHER CAPITAL MANAGEMENT CORP 1,654,055 24,794,000 2.57%
12 Cortina Asset Management, LLC 1,464,423 21,952,000 2.28%
13 STATE STREET CORP 1,365,124 20,453,000 2.12%
14 NORTHERN TRUST CORP 1,274,788 19,109,000 1.98%
15 FIDUCIARY MANAGEMENT ASSOCIATES LLC 1,193,847 17,896,000 1.86%
16 NORTHPOINTE CAPITAL LLC 1,023,566 15,343,000 1.59%
17 THOMPSON SIEGEL & WALMSLEY LLC 935,204 14,018,000 1.46%
18 Zelman Capital LLC 904,461 13,558,000 1.41%
19 CITADEL ADVISORS LLC 788,514 11,820,000 1.23%
20 COLUMBUS CIRCLE INVESTORS 786,242 11,786,000 1.22%
21 Bank of New York Mellon Corp 783,660 11,746,000 1.22%
22 BRANT POINT INVESTMENT MANAGEMENT LLC 756,500 11,340,000 1.18%
23 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 618,331 9,268,000 0.96%
24 CANYON CAPITAL ADVISORS LLC 617,683 9,259,000 0.96%
25 Lombard Odier Asset Management (USA) Corp 603,702 9,049,000 0.94%
26 Invesco Ltd. 551,176 8,262,000 0.86%
27 TIAA CREF INVESTMENT MANAGEMENT LLC 491,001 7,360,000 0.76%
28 PRUDENTIAL FINANCIAL INC 460,708 6,906,000 0.72%
29 PRINCIPAL FINANCIAL GROUP INC 458,427 6,872,000 0.71%
30 OXFORD ASSET MANAGEMENT LLP 454,873 6,850,000 0.71%
31 GEODE CAPITAL MANAGEMENT, LLC 424,870 6,368,000 0.66%
32 DRIEHAUS CAPITAL MANAGEMENT LLC 382,847 5,739,000 0.60%
33 FULLER & THALER ASSET MANAGEMENT, INC. 352,366 5,282,000 0.55%
34 AMERICAN CENTURY COMPANIES INC 331,340 4,967,000 0.52%
35 DEUTSCHE BANK AG\ 330,036 4,946,000 0.51%
36 AMERIPRISE FINANCIAL INC 329,337 4,936,000 0.51%
37 Cupps Capital Management, LLC 312,372 4,682,000 0.49%
38 MASON STREET ADVISORS, LLC 308,802 4,629,000 0.48%
39 Nuveen Asset Management, LLC 294,582 4,416,000 0.46%
40 MILLENNIUM MANAGEMENT LLC 288,756 4,328,000 0.45%
41 TWO SIGMA ADVISERS, LP 279,264 4,186,000 0.43%
42 D. E. Shaw & Co., Inc. 264,145 3,960,000 0.41%
43 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 246,446 3,695,000 0.38%
44 BlackRock Investment Management, LLC 240,596 3,607,000 0.37%
45 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 218,341 3,273,000 0.34%
46 MACQUARIE GROUP LTD 216,943 3,252,000 0.34%
47 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 211,679 3,173,000 0.33%
48 Riverloft Capital Management L.P. 198,164 2,970,000 0.31%
49 Coe Capital Management, LLC 197,504 2,960,585 0.31%
50 TWO SIGMA INVESTMENTS, LP 197,400 2,959,000 0.31%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.