| 1 |
Tekla Capital Management LLC |
1,404,000 |
5,349,000 |
59.41% |
|
|
| 2 |
SABBY MANAGEMENT, LLC |
314,000 |
1,196,000 |
13.28% |
|
|
| 3 |
MORGAN STANLEY |
245,670 |
936,000 |
10.40% |
|
|
| 4 |
DEUTSCHE BANK AG\ |
201,476 |
767,000 |
8.52% |
|
|
| 5 |
FIRST MIDWEST BANK TRUST DIVISION |
48,342 |
184,000 |
2.04% |
|
|
| 6 |
JANE STREET GROUP, LLC |
39,756 |
152,000 |
1.69% |
|
|
| 7 |
AMERIPRISE FINANCIAL INC |
30,000 |
114,000 |
1.27% |
|
|
| 8 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
20,147 |
77,000 |
0.86% |
|
|
| 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
16,700 |
64,000 |
0.71% |
Put |
|
| 10 |
GROUP ONE TRADING LLC |
12,141 |
46,000 |
0.51% |
|
|
| 11 |
Tower Research Capital LLC (TRC) |
9,396 |
35,000 |
0.39% |
|
|
| 12 |
UBS AG |
7,573 |
29,000 |
0.32% |
|
|
| 13 |
UBS AG |
6,800 |
26,000 |
0.29% |
Call |
|
| 14 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,000 |
15,240 |
0.17% |
|
|
| 15 |
MAGEE THOMSON INVESTMENT PARTNERS LLC |
1,822 |
6,000 |
0.07% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
1,106 |
4,000 |
0.04% |
|
|
| 17 |
UBS AG |
500 |
2,000 |
0.02% |
Put |
|
| 18 |
BANK OF MONTREAL /CAN/ |
286 |
1,000 |
0.01% |
|
|
| 19 |
First City Capital Management, Inc. |
3 |
11 |
0.00% |
|
|
| 20 |
ROYAL BANK OF CANADA |
69 |
0 |
0.00% |
|
|
| 21 |
1832 Asset Management L.P. |
12 |
0 |
0.00% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
24 |
0 |
0.00% |
|
|
| 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
15 |
0 |
0.00% |
|
|
