| 1 |
Tekla Capital Management LLC |
354,047 |
1,041,000 |
43.13% |
|
|
| 2 |
DEUTSCHE BANK AG\ |
117,727 |
346,000 |
14.33% |
|
|
| 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
89,600 |
263,000 |
10.90% |
Put |
|
| 4 |
MORGAN STANLEY |
63,741 |
187,000 |
7.75% |
|
|
| 5 |
FIRST MIDWEST BANK TRUST DIVISION |
47,152 |
139,000 |
5.76% |
|
|
| 6 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
35,246 |
104,000 |
4.31% |
|
|
| 7 |
Nine Chapters Capital Management LLC |
26,100 |
77,000 |
3.19% |
|
|
| 8 |
Virtu KCG Holdings LLC |
25,119 |
74,000 |
3.07% |
|
|
| 9 |
Rotella Capital Management, Inc. |
20,400 |
60,000 |
2.49% |
|
|
| 10 |
AMERIPRISE FINANCIAL INC |
20,000 |
59,000 |
2.44% |
|
|
| 11 |
1832 Asset Management L.P. |
10,012 |
29,000 |
1.20% |
|
|
| 12 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,000 |
11,760 |
0.49% |
|
|
| 13 |
Tower Research Capital LLC (TRC) |
3,580 |
11,000 |
0.46% |
|
|
| 14 |
GROUP ONE TRADING LLC |
1,921 |
6,000 |
0.25% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
1,027 |
3,000 |
0.12% |
|
|
| 16 |
ROYAL BANK OF CANADA |
307 |
1,000 |
0.04% |
|
|
| 17 |
BANK OF MONTREAL /CAN/ |
285 |
1,000 |
0.04% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
425 |
1,000 |
0.04% |
|
|
| 19 |
First City Capital Management, Inc. |
3 |
9 |
0.00% |
|
|
| 20 |
TORONTO DOMINION BANK |
80 |
0 |
0.00% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6 |
0 |
0.00% |
|
|
