| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tekla Capital Management LLC | 1,394,000 | 3,889,000 | 77.07% | ||
| 2 | DEUTSCHE BANK AG\ | 185,676 | 518,000 | 10.27% | ||
| 3 | MORGAN STANLEY | 61,138 | 170,000 | 3.37% | ||
| 4 | FIRST MIDWEST BANK TRUST DIVISION | 47,152 | 132,000 | 2.62% | ||
| 5 | AMERIPRISE FINANCIAL INC | 40,000 | 112,000 | 2.22% | ||
| 6 | SABBY MANAGEMENT, LLC | 19,900 | 56,000 | 1.11% | ||
| 7 | Rotella Capital Management, Inc. | 20,200 | 56,000 | 1.11% | ||
| 8 | Tower Research Capital LLC (TRC) | 19,637 | 55,000 | 1.09% | ||
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,700 | 35,000 | 0.69% | Put | |
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 4,000 | 11,160 | 0.22% | ||
| 11 | GROUP ONE TRADING LLC | 2,204 | 6,000 | 0.12% | ||
| 12 | PRELUDE CAPITAL MANAGEMENT, LLC | 1,100 | 3,000 | 0.06% | ||
| 13 | ROYAL BANK OF CANADA | 308 | 1,000 | 0.02% | ||
| 14 | BANK OF MONTREAL /CAN/ | 286 | 1,000 | 0.02% | ||
| 15 | CITIGROUP INC | 234 | 1,000 | 0.02% | ||
| 16 | First City Capital Management, Inc. | 3 | 8 | 0.00% | ||
| 17 | 1832 Asset Management L.P. | 12 | 0 | 0.00% | ||
| 18 | WELLS FARGO & COMPANY/MN | 27 | 0 | 0.00% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 7 | 0 | 0.00% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6 | 0 | 0.00% | ||
| 21 | SIMPLEX TRADING, LLC | 142 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
