| 1 |
Tekla Capital Management LLC |
1,404,000 |
3,173,000 |
63.26% |
|
|
| 2 |
DAFNA Capital Management LLC |
279,260 |
631,000 |
12.58% |
|
|
| 3 |
DEUTSCHE BANK AG\ |
197,676 |
446,000 |
8.89% |
|
|
| 4 |
MORGAN STANLEY |
61,138 |
138,000 |
2.75% |
|
|
| 5 |
FIRST MIDWEST BANK TRUST DIVISION |
46,672 |
105,000 |
2.09% |
|
|
| 6 |
AMERIPRISE FINANCIAL INC |
40,000 |
90,000 |
1.79% |
|
|
| 7 |
Virtu KCG Holdings LLC |
39,482 |
89,000 |
1.77% |
|
|
| 8 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
36,000 |
81,000 |
1.61% |
Put |
|
| 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
33,104 |
75,000 |
1.50% |
|
|
| 10 |
BlackRock Institutional Trust Company, N.A. |
23,752 |
54,000 |
1.08% |
|
|
| 11 |
SABBY MANAGEMENT, LLC |
20,626 |
47,000 |
0.94% |
|
|
| 12 |
Tower Research Capital LLC (TRC) |
17,703 |
40,000 |
0.80% |
|
|
| 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
14,100 |
32,000 |
0.64% |
Call |
|
| 14 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,000 |
9,040 |
0.18% |
|
|
| 15 |
UBS Group AG |
400 |
1,000 |
0.02% |
Call |
|
| 16 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC |
500 |
1,000 |
0.02% |
|
|
| 17 |
ROYAL BANK OF CANADA |
302 |
1,000 |
0.02% |
|
|
| 18 |
SIMPLEX TRADING, LLC |
335 |
1,000 |
0.02% |
|
|
| 19 |
BANK OF MONTREAL /CAN/ |
286 |
1,000 |
0.02% |
|
|
| 20 |
Stratos Wealth Partners, LTD. |
225 |
509 |
0.01% |
|
|
| 21 |
First City Capital Management, Inc. |
3 |
7 |
0.00% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
107 |
0 |
0.00% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
26 |
0 |
0.00% |
|
|
| 24 |
UBS Group AG |
96 |
0 |
0.00% |
|
|
| 25 |
1832 Asset Management L.P. |
12 |
0 |
0.00% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
15 |
0 |
0.00% |
|
|
