| 1 |
GUGGENHEIM CAPITAL LLC |
448,884 |
5,297,000 |
19.55% |
|
|
| 2 |
BANK OF AMERICA CORP /DE/ |
293,947 |
3,469,000 |
12.80% |
|
|
| 3 |
MORGAN STANLEY |
261,430 |
3,085,000 |
11.38% |
|
|
| 4 |
UBS AG |
202,749 |
2,392,000 |
8.83% |
|
|
| 5 |
LPL Financial LLC |
157,546 |
1,859,000 |
6.86% |
|
|
| 6 |
Global Endowment Management, LP |
143,500 |
1,693,000 |
6.25% |
|
|
| 7 |
Advisors Asset Management, Inc. |
138,668 |
1,636,000 |
6.04% |
|
|
| 8 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
89,796 |
1,060,000 |
3.91% |
|
|
| 9 |
SIT INVESTMENT ASSOCIATES INC |
80,068 |
945,000 |
3.49% |
|
|
| 10 |
MARINER INVESTMENT GROUP LLC |
66,100 |
780,000 |
2.88% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
56,274 |
664,000 |
2.45% |
|
|
| 12 |
Alpha Cubed Investments, LLC |
54,133 |
639,000 |
2.36% |
|
|
| 13 |
AQR CAPITAL MANAGEMENT LLC |
48,316 |
570,000 |
2.10% |
|
|
| 14 |
TFS CAPITAL LLC |
44,570 |
526,000 |
1.94% |
|
|
| 15 |
Karpus Management, Inc. |
40,023 |
472,000 |
1.74% |
|
|
| 16 |
Tradewinds Capital Management, LLC |
29,000 |
342,000 |
1.26% |
|
|
| 17 |
Commonwealth Equity Services, Inc |
18,359 |
217,000 |
0.80% |
|
|
| 18 |
Virtu KCG Holdings LLC |
12,619 |
149,000 |
0.55% |
|
|
| 19 |
FIRST TRUST ADVISORS LP |
11,895 |
140,000 |
0.52% |
|
|
| 20 |
AMERICAN INTERNATIONAL GROUP, INC. |
10,838 |
127,888 |
0.47% |
|
|
| 21 |
Apriem Advisors |
10,655 |
126,000 |
0.46% |
|
|
| 22 |
WOLVERINE ASSET MANAGEMENT LLC |
10,447 |
123,000 |
0.45% |
|
|
| 23 |
DAVENPORT & Co LLC |
10,000 |
118,000 |
0.44% |
|
|
| 24 |
M Holdings Securities, Inc. |
10,027 |
118,000 |
0.44% |
|
|
| 25 |
WHITTIER TRUST CO |
9,754 |
115,000 |
0.42% |
|
|
| 26 |
MUFG Americas Holdings Corp |
8,282 |
98,000 |
0.36% |
|
|
| 27 |
Thomas J. Herzfeld Advisors, Inc. |
5,000 |
59,000 |
0.22% |
|
|
| 28 |
West Family Investments, Inc. |
5,000 |
59,000 |
0.22% |
|
|
| 29 |
BOSTON PRIVATE BANK & TRUST CO |
3,851 |
45,000 |
0.17% |
|
|
| 30 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
3,764 |
44,000 |
0.16% |
|
|
| 31 |
Shamrock Asset Management LLC |
2,700 |
32,000 |
0.12% |
|
|
| 32 |
NEW ENGLAND SECURITIES CORP /MA/ |
2,216 |
26,000 |
0.10% |
|
|
| 33 |
GLENMEDE TRUST CO NA |
2,000 |
23,000 |
0.08% |
|
|
| 34 |
ROYAL BANK OF CANADA |
1,538 |
18,000 |
0.07% |
|
|
| 35 |
Efficient Market Advisors, LLC |
1,083 |
13,000 |
0.05% |
|
|
| 36 |
D.A. DAVIDSON & CO. |
1,028 |
12,000 |
0.04% |
|
|
| 37 |
Creative Planning |
365 |
4,000 |
0.01% |
|
|
| 38 |
CITIGROUP INC |
288 |
3,000 |
0.01% |
|
|
| 39 |
PRELUDE CAPITAL MANAGEMENT, LLC |
1 |
0 |
0.00% |
|
|
