| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 400,933 | 4,900,000 | 14.80% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 365,868 | 4,467,000 | 13.49% | ||
| 3 | Advisors Asset Management, Inc. | 269,555 | 3,294,000 | 9.95% | ||
| 4 | JFS WEALTH ADVISORS, LLC | 267,042 | 3,261,000 | 9.85% | ||
| 5 | MORGAN STANLEY | 254,045 | 3,102,000 | 9.37% | ||
| 6 | UBS AG | 239,160 | 2,920,000 | 8.82% | ||
| 7 | LPL Financial LLC | 161,401 | 1,988,000 | 6.00% | ||
| 8 | Invesco Ltd. | 115,522 | 1,411,000 | 4.26% | PRN | |
| 9 | Global Endowment Management, LP | 105,500 | 1,289,000 | 3.89% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 81,468 | 995,000 | 3.01% | ||
| 11 | WELLS FARGO & COMPANY/MN | 78,922 | 963,000 | 2.91% | ||
| 12 | AQR CAPITAL MANAGEMENT LLC | 52,824 | 645,000 | 1.95% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 41,442 | 506,000 | 1.53% | ||
| 14 | Karpus Management, Inc. | 35,223 | 430,000 | 1.30% | ||
| 15 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 33,073 | 404,000 | 1.22% | ||
| 16 | DOLIVER ADVISORS, LP | 32,312 | 395,000 | 1.19% | ||
| 17 | Tradewinds Capital Management, LLC | 29,000 | 354,000 | 1.07% | ||
| 18 | REGIONS FINANCIAL CORP | 22,484 | 275,000 | 0.83% | ||
| 19 | Commonwealth Equity Services, Inc | 22,201 | 271,000 | 0.82% | ||
| 20 | STIFEL FINANCIAL CORP | 20,411 | 249,000 | 0.75% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 10,838 | 132,332 | 0.40% | ||
| 22 | Apriem Advisors | 10,655 | 130,000 | 0.39% | ||
| 23 | DAVENPORT & Co LLC | 10,000 | 122,100 | 0.37% | ||
| 24 | WHITTIER TRUST CO | 9,754 | 119,000 | 0.36% | ||
| 25 | Thomas J. Herzfeld Advisors, Inc. | 9,000 | 110,000 | 0.33% | ||
| 26 | MUFG Americas Holdings Corp | 5,603 | 68,000 | 0.21% | ||
| 27 | West Family Investments, Inc. | 5,000 | 61,000 | 0.18% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,886 | 47,000 | 0.14% | ||
| 29 | Creative Planning | 2,874 | 35,000 | 0.11% | ||
| 30 | Shamrock Asset Management LLC | 2,700 | 33,000 | 0.10% | ||
| 31 | AMERIPRISE FINANCIAL INC | 2,731 | 33,000 | 0.10% | ||
| 32 | GLENMEDE TRUST CO NA | 2,000 | 24,000 | 0.07% | ||
| 33 | BOSTON PRIVATE BANK & TRUST CO | 1,750 | 21,000 | 0.06% | ||
| 34 | ROYAL BANK OF CANADA | 1,538 | 19,000 | 0.06% | ||
| 35 | Efficient Market Advisors, LLC | 1,083 | 13,000 | 0.04% | ||
| 36 | D.A. DAVIDSON & CO. | 1,039 | 12,000 | 0.04% | ||
| 37 | Gemmer Asset Management LLC | 641 | 8,000 | 0.02% | ||
| 38 | CITIGROUP INC | 288 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
