| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 531,632 | 7,751,000 | 16.65% | ||
| 2 | Advisors Asset Management, Inc. | 454,280 | 6,623,000 | 14.23% | ||
| 3 | MORGAN STANLEY | 364,724 | 5,318,000 | 11.43% | ||
| 4 | Invesco Ltd. | 337,663 | 4,923,000 | 10.58% | ||
| 5 | LPL Financial LLC | 269,199 | 3,965,000 | 8.52% | ||
| 6 | JFS WEALTH ADVISORS, LLC | 261,280 | 3,809,000 | 8.18% | ||
| 7 | UBS Group AG | 258,272 | 3,766,000 | 8.09% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 229,662 | 3,349,000 | 7.20% | ||
| 9 | WELLS FARGO & COMPANY/MN | 124,366 | 1,813,000 | 3.90% | ||
| 10 | NATIONAL PLANNING CORP | 56,417 | 798,000 | 1.71% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 45,506 | 663,000 | 1.42% | ||
| 12 | ROYAL BANK OF CANADA | 32,420 | 473,000 | 1.02% | ||
| 13 | Shamrock Asset Management LLC | 26,332 | 384,000 | 0.83% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 25,872 | 377,000 | 0.81% | ||
| 15 | REGIONS FINANCIAL CORP | 21,734 | 317,000 | 0.68% | ||
| 16 | WHITTIER TRUST CO | 20,146 | 294,000 | 0.63% | ||
| 17 | Commonwealth Equity Services, Inc | 19,164 | 279,000 | 0.60% | ||
| 18 | WEDBUSH SECURITIES INC | 18,333 | 267,000 | 0.57% | ||
| 19 | NEXT Financial Group, Inc | 16,700 | 243,000 | 0.52% | ||
| 20 | Diligent Investors, LLC | 14,327 | 209,000 | 0.45% | ||
| 21 | AMERIPRISE FINANCIAL INC | 11,122 | 162,000 | 0.35% | ||
| 22 | Apriem Advisors | 10,655 | 155,000 | 0.33% | ||
| 23 | CUTLER GROUP LLC / CA | 9,800 | 142,000 | 0.31% | ||
| 24 | ADVISOR GROUP, INC. | 8,611 | 124,000 | 0.27% | ||
| 25 | IFP ADVISORS, INC | 6,839 | 100,000 | 0.21% | ||
| 26 | D.A. DAVIDSON & CO. | 4,039 | 58,000 | 0.12% | ||
| 27 | MUFG Americas Holdings Corp | 3,384 | 49,000 | 0.11% | ||
| 28 | Creative Planning | 2,865 | 42,000 | 0.09% | ||
| 29 | GLENMEDE TRUST CO NA | 2,000 | 29,000 | 0.06% | ||
| 30 | US BANCORP \DE\ | 1,454 | 21,000 | 0.05% | ||
| 31 | Gemmer Asset Management LLC | 713 | 10,000 | 0.02% | ||
| 32 | INTEGRATED WEALTH MANAGEMENT | 608 | 9,000 | 0.02% | ||
| 33 | Blume Capital Management, Inc. | 500 | 7,000 | 0.02% | ||
| 34 | GENEOS WEALTH MANAGEMENT INC. | 400 | 5,000 | 0.01% | ||
| 35 | NORTHERN TRUST CORP | 28,942 | 4,000 | 0.01% | ||
| 36 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
