| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 499,402 | 6,921,000 | 14.48% | ||
| 2 | LPL Financial LLC | 439,714 | 6,121,000 | 12.81% | ||
| 3 | Advisors Asset Management, Inc. | 439,494 | 6,091,000 | 12.74% | ||
| 4 | MORGAN STANLEY | 355,781 | 4,932,000 | 10.32% | ||
| 5 | Invesco Ltd. | 310,989 | 4,310,000 | 9.02% | ||
| 6 | UBS Group AG | 303,790 | 4,211,000 | 8.81% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 264,653 | 3,668,000 | 7.67% | ||
| 8 | JFS WEALTH ADVISORS, LLC | 260,030 | 3,604,000 | 7.54% | ||
| 9 | WELLS FARGO & COMPANY/MN | 115,612 | 1,603,000 | 3.35% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 87,258 | 1,209,000 | 2.53% | ||
| 11 | NATIONAL PLANNING CORP | 56,417 | 793,000 | 1.66% | ||
| 12 | ROYAL BANK OF CANADA | 42,836 | 594,000 | 1.24% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 40,625 | 563,000 | 1.18% | ||
| 14 | Tradewinds Capital Management, LLC | 28,200 | 391,000 | 0.82% | ||
| 15 | Shamrock Asset Management LLC | 28,207 | 391,000 | 0.82% | ||
| 16 | REGIONS FINANCIAL CORP | 21,734 | 301,000 | 0.63% | ||
| 17 | Commonwealth Equity Services, Inc | 21,590 | 299,000 | 0.63% | ||
| 18 | WHITTIER TRUST CO | 20,146 | 279,000 | 0.58% | ||
| 19 | WEDBUSH SECURITIES INC | 17,083 | 237,000 | 0.50% | ||
| 20 | NEXT Financial Group, Inc | 16,700 | 231,000 | 0.48% | ||
| 21 | Diligent Investors, LLC | 14,327 | 199,000 | 0.42% | ||
| 22 | IFP ADVISORS, INC | 12,929 | 179,000 | 0.37% | ||
| 23 | Apriem Advisors | 10,655 | 148,000 | 0.31% | ||
| 24 | CUTLER GROUP LLC / CA | 9,800 | 135,000 | 0.28% | ||
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 9,400 | 130,000 | 0.27% | ||
| 26 | D.A. DAVIDSON & CO. | 4,039 | 55,000 | 0.12% | ||
| 27 | MUFG Americas Holdings Corp | 3,381 | 47,000 | 0.10% | ||
| 28 | US BANCORP \DE\ | 3,380 | 47,000 | 0.10% | ||
| 29 | Creative Planning | 2,865 | 40,000 | 0.08% | ||
| 30 | GLENMEDE TRUST CO NA | 2,000 | 27,000 | 0.06% | ||
| 31 | Gemmer Asset Management LLC | 703 | 9,000 | 0.02% | ||
| 32 | INTEGRATED WEALTH MANAGEMENT | 608 | 8,000 | 0.02% | ||
| 33 | Tower Research Capital LLC (TRC) | 555 | 8,000 | 0.02% | ||
| 34 | Blume Capital Management, Inc. | 500 | 7,000 | 0.01% | ||
| 35 | GENEOS WEALTH MANAGEMENT INC. | 400 | 5,000 | 0.01% | ||
| 36 | NORTHERN TRUST CORP | 28,942 | 4,000 | 0.01% | ||
| 37 | CITIGROUP INC | 288 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
