| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 487,100 | 6,512,000 | 16.55% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 363,121 | 4,854,000 | 12.33% | ||
| 3 | Advisors Asset Management, Inc. | 359,186 | 4,802,000 | 12.20% | ||
| 4 | JFS WEALTH ADVISORS, LLC | 310,022 | 4,145,000 | 10.53% | ||
| 5 | UBS Group AG | 250,758 | 3,353,000 | 8.52% | ||
| 6 | Invesco Ltd. | 238,507 | 3,189,000 | 8.10% | PRN | |
| 7 | LPL Financial LLC | 172,107 | 2,301,000 | 5.85% | ||
| 8 | MORGAN STANLEY | 171,566 | 2,294,000 | 5.83% | ||
| 9 | Global Endowment Management, LP | 105,200 | 1,407,000 | 3.58% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 98,992 | 1,324,000 | 3.36% | ||
| 11 | WELLS FARGO & COMPANY/MN | 82,664 | 1,105,000 | 2.81% | ||
| 12 | NATIONAL PLANNING CORP | 50,150 | 657,000 | 1.67% | ||
| 13 | Tradewinds Capital Management, LLC | 28,200 | 377,000 | 0.96% | ||
| 14 | REGIONS FINANCIAL CORP | 25,484 | 341,000 | 0.87% | ||
| 15 | Shamrock Asset Management LLC | 23,970 | 320,000 | 0.81% | ||
| 16 | Commonwealth Equity Services, Inc | 23,415 | 313,000 | 0.80% | ||
| 17 | STIFEL FINANCIAL CORP | 20,476 | 274,000 | 0.70% | ||
| 18 | AVIANCE CAPITAL MANAGEMENT, LLC | 18,086 | 242,000 | 0.61% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,204 | 190,000 | 0.48% | ||
| 20 | Diligent Investors, LLC | 14,327 | 189,000 | 0.48% | ||
| 21 | AMERIPRISE FINANCIAL INC | 13,443 | 180,000 | 0.46% | ||
| 22 | WEDBUSH SECURITIES INC | 12,233 | 164,000 | 0.42% | ||
| 23 | Apriem Advisors | 10,655 | 142,000 | 0.36% | ||
| 24 | DAVENPORT & Co LLC | 10,000 | 133,700 | 0.34% | ||
| 25 | WHITTIER TRUST CO | 9,754 | 130,000 | 0.33% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 8,400 | 112,308 | 0.29% | ||
| 27 | MUFG Americas Holdings Corp | 4,836 | 65,000 | 0.17% | ||
| 28 | INTEGRATED WEALTH MANAGEMENT | 4,731 | 63,000 | 0.16% | ||
| 29 | D.A. DAVIDSON & CO. | 4,039 | 54,000 | 0.14% | ||
| 30 | Creative Planning | 2,865 | 38,000 | 0.10% | ||
| 31 | BOSTON PRIVATE BANK & TRUST CO | 1,750 | 23,000 | 0.06% | ||
| 32 | ROYAL BANK OF CANADA | 1,538 | 21,000 | 0.05% | ||
| 33 | Efficient Market Advisors, LLC | 1,083 | 14,000 | 0.04% | ||
| 34 | Gemmer Asset Management LLC | 661 | 9,000 | 0.02% | ||
| 35 | Blume Capital Management, Inc. | 500 | 7,000 | 0.02% | ||
| 36 | REILLY FINANCIAL ADVISORS, LLC | 363 | 5,000 | 0.01% | ||
| 37 | CITIGROUP INC | 288 | 4,000 | 0.01% | ||
| 38 | NORTHERN TRUST CORP | 15,001 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
