| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 851,685 | 8,823,000 | 18.26% | ||
| 2 | MORGAN STANLEY | 801,758 | 8,306,000 | 17.19% | ||
| 3 | 1607 Capital Partners, LLC | 478,537 | 4,958,000 | 10.26% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 376,909 | 3,904,000 | 8.08% | ||
| 5 | BB&T SECURITIES, LLC | 31,000 | 3,211,000 | 6.65% | ||
| 6 | CORNERSTONE ADVISORS INC | 303,889 | 3,148,000 | 6.52% | ||
| 7 | UBS Group AG | 282,663 | 2,929,000 | 6.06% | ||
| 8 | WELLS FARGO & COMPANY/MN | 218,012 | 2,258,000 | 4.67% | ||
| 9 | Advisors Asset Management, Inc. | 211,057 | 2,187,000 | 4.53% | ||
| 10 | AMERIPRISE FINANCIAL INC | 210,202 | 2,178,000 | 4.51% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 143,183 | 1,483,000 | 3.07% | ||
| 12 | Karpus Management, Inc. | 135,764 | 1,407,000 | 2.91% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 110,354 | 1,143,000 | 2.37% | ||
| 14 | Robert W. Baird & Co. Inc | 83,140 | 862,000 | 1.78% | ||
| 15 | SG Americas Securities, LLC | 40,571 | 420,000 | 0.87% | ||
| 16 | Cetera Advisor Networks LLC | 26,549 | 272,000 | 0.56% | ||
| 17 | DOLIVER ADVISORS, LP | 18,545 | 192,000 | 0.40% | ||
| 18 | LPL Financial LLC | 16,761 | 174,000 | 0.36% | ||
| 19 | HighTower Advisors, LLC | 11,198 | 116,000 | 0.24% | ||
| 20 | TradeLink Global Equity LLC | 9,000 | 93,000 | 0.19% | ||
| 21 | ROYAL BANK OF CANADA | 5,037 | 52,000 | 0.11% | ||
| 22 | CITIGROUP INC | 4,750 | 49,000 | 0.10% | ||
| 23 | DEUTSCHE BANK AG\ | 4,000 | 41,000 | 0.08% | ||
| 24 | BENJAMIN F. EDWARDS & COMPANY, INC. | 3,400 | 35,000 | 0.07% | ||
| 25 | Stratos Wealth Partners, LTD. | 3,190 | 33,048 | 0.07% | ||
| 26 | NATIONAL PLANNING CORP | 2,000 | 20,360 | 0.04% | ||
| 27 | NEXT Financial Group, Inc | 500 | 5,000 | 0.01% | ||
| 28 | Clearbridge Investments, LLC | 500 | 5,000 | 0.01% | ||
| 29 | NEW ENGLAND SECURITIES CORP /MA/ | 150 | 2,000 | 0.00% | ||
| 30 | MSI Financial Services Inc | 200 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
