| 1 |
1607 Capital Partners, LLC |
2,433,421 |
18,129,000 |
30.34% |
|
|
| 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
1,920,453 |
14,327,000 |
23.97% |
|
|
| 3 |
Oxbow Advisors, LLC |
615,990 |
4,589,000 |
7.68% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
560,090 |
4,172,000 |
6.98% |
|
|
| 5 |
Advisors Asset Management, Inc. |
388,842 |
2,897,000 |
4.85% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
367,560 |
2,738,000 |
4.58% |
|
|
| 7 |
Karpus Management, Inc. |
359,442 |
2,678,000 |
4.48% |
|
|
| 8 |
MORGAN STANLEY |
323,582 |
2,411,000 |
4.03% |
|
|
| 9 |
GUGGENHEIM CAPITAL LLC |
239,356 |
1,783,000 |
2.98% |
|
|
| 10 |
UBS Group AG |
192,964 |
1,438,000 |
2.41% |
|
|
| 11 |
AMERIPRISE FINANCIAL INC |
185,595 |
1,383,000 |
2.31% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
128,320 |
956,000 |
1.60% |
|
|
| 13 |
CORNERSTONE ADVISORS INC |
101,733 |
758,000 |
1.27% |
|
|
| 14 |
LAZARD ASSET MANAGEMENT LLC |
38,555 |
287,000 |
0.48% |
|
PRN |
| 15 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
37,071 |
276,000 |
0.46% |
|
|
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
16,777 |
125,000 |
0.21% |
|
|
| 17 |
ROBLE, BELKO & COMPANY, INC |
16,627 |
124,000 |
0.21% |
|
|
| 18 |
STIFEL FINANCIAL CORP |
16,331 |
122,000 |
0.20% |
|
|
| 19 |
Invesco Ltd. |
11,602 |
86,000 |
0.14% |
|
|
| 20 |
LPL Financial LLC |
11,035 |
83,000 |
0.14% |
|
|
| 21 |
Virtu KCG Holdings LLC |
10,413 |
78,000 |
0.13% |
|
|
| 22 |
HighTower Advisors, LLC |
10,055 |
76,000 |
0.13% |
|
|
| 23 |
ROYAL BANK OF CANADA |
9,371 |
70,000 |
0.12% |
|
|
| 24 |
PNC FINANCIAL SERVICES GROUP, INC. |
7,000 |
52,000 |
0.09% |
|
|
| 25 |
CITIGROUP INC |
5,204 |
39,000 |
0.07% |
|
|
| 26 |
Cordasco Financial Network |
4,840 |
36,000 |
0.06% |
|
|
| 27 |
NEXT Financial Group, Inc |
1,750 |
13,000 |
0.02% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,167 |
9,000 |
0.02% |
|
|
| 29 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,244 |
9,000 |
0.02% |
|
|
| 30 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
666 |
5,000 |
0.01% |
|
|
| 31 |
PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC |
500 |
4,000 |
0.01% |
|
|
| 32 |
SRS CAPITAL ADVISORS, INC. |
580 |
4,000 |
0.01% |
|
SH |
| 33 |
ADVISOR GROUP, INC. |
173 |
1,000 |
0.00% |
|
|
| 34 |
MSI Financial Services Inc |
150 |
1,000 |
0.00% |
|
|
| 35 |
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC |
2 |
0 |
0.00% |
|
|
