| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 869,920 | 8,777,000 | 16.65% | ||
| 2 | MORGAN STANLEY | 821,296 | 8,287,000 | 15.72% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 403,809 | 4,081,000 | 7.74% | ||
| 4 | CORNERSTONE ADVISORS INC | 369,526 | 3,736,000 | 7.09% | ||
| 5 | BB&T SECURITIES, LLC | 34,000 | 3,430,000 | 6.50% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 326,533 | 3,294,000 | 6.25% | ||
| 7 | UBS Group AG | 287,126 | 2,897,000 | 5.49% | ||
| 8 | WELLS FARGO & COMPANY/MN | 271,112 | 2,735,000 | 5.19% | ||
| 9 | AMERIPRISE FINANCIAL INC | 243,629 | 2,458,000 | 4.66% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 212,088 | 2,140,000 | 4.06% | ||
| 11 | Karpus Management, Inc. | 208,989 | 2,109,000 | 4.00% | ||
| 12 | Advisors Asset Management, Inc. | 203,440 | 2,057,000 | 3.90% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 135,672 | 1,370,000 | 2.60% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 108,854 | 1,098,000 | 2.08% | ||
| 15 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 99,406 | 1,003,000 | 1.90% | ||
| 16 | Robert W. Baird & Co. Inc | 97,318 | 982,000 | 1.86% | ||
| 17 | DOLIVER ADVISORS, LP | 62,971 | 635,000 | 1.20% | ||
| 18 | SG Americas Securities, LLC | 28,900 | 292,000 | 0.55% | ||
| 19 | Cetera Advisor Networks LLC | 27,068 | 271,000 | 0.51% | ||
| 20 | WMS Partners, LLC | 16,600 | 167,000 | 0.32% | ||
| 21 | CLOUGH CAPITAL PARTNERS L P | 14,500 | 146,000 | 0.28% | ||
| 22 | HighTower Advisors, LLC | 13,770 | 139,000 | 0.26% | ||
| 23 | LPL Financial LLC | 12,561 | 125,000 | 0.24% | ||
| 24 | Virtu KCG Holdings LLC | 11,355 | 115,000 | 0.22% | ||
| 25 | BENJAMIN F. EDWARDS & COMPANY, INC. | 8,725 | 88,000 | 0.17% | ||
| 26 | ROYAL BANK OF CANADA | 7,437 | 75,000 | 0.14% | ||
| 27 | ROBLE, BELKO & COMPANY, INC | 5,966 | 60,000 | 0.11% | ||
| 28 | Creative Planning | 5,595 | 56,000 | 0.11% | ||
| 29 | CITIGROUP INC | 4,750 | 48,000 | 0.09% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 4,000 | 40,000 | 0.08% | ||
| 31 | D.A. DAVIDSON & CO. | 500 | 5,000 | 0.01% | ||
| 32 | NEXT Financial Group, Inc | 500 | 5,000 | 0.01% | ||
| 33 | Clearbridge Investments, LLC | 500 | 5,000 | 0.01% | ||
| 34 | MSI Financial Services Inc | 350 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
