Dark
Light
System
Security
KAYNE ANDERSON ENRGY TTL RT FD
KAYNE ANDERSON ENRGY TTL RT FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 60 Institutional holders with a total value of $74,763,590.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LEE FINANCIAL CORP 45 1,000 0.00% PRN
2 Oakworth Capital, Inc. 157 2,000 0.00%
3 NEXT Financial Group, Inc 210 2,000 0.00%
4 FIRST INTERSTATE BANK 325 4,000 0.01%
5 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 298 4,000 0.01%
6 PARALLEL ADVISORS, LLC 500 6,000 0.01%
7 FineMark National Bank & Trust 500 6,000 0.01%
8 MSI Financial Services Inc 875 10,000 0.01%
9 PNC FINANCIAL SERVICES GROUP, INC. 800 10,000 0.01%
10 WFG Advisors, LP 850 10,000 0.01%
11 WESTSIDE INVESTMENT MANAGEMENT, INC. 817 10,057 0.01%
12 INTEGRATED INVESTMENT CONSULTANTS, LLC 1,000 12,000 0.02%
13 Gemmer Asset Management LLC 1,550 18,000 0.02%
14 TRUST CO OF VERMONT 1,666 20,000 0.03%
15 US BANCORP \DE\ 1,750 21,000 0.03%
16 Brick & Kyle, Associates 1,850 22,000 0.03%
17 Sunbelt Securities, Inc. 2,162 25,533 0.03%
18 ADVISOR GROUP, INC. 2,912 35,000 0.05%
19 MUFG Americas Holdings Corp 3,546 42,000 0.06%
20 Creative Planning 3,734 44,000 0.06%
21 ENVESTNET ASSET MANAGEMENT INC 4,848 58,000 0.08%
22 D.A. DAVIDSON & CO. 6,200 73,000 0.10%
23 MOSAIC FAMILY WEALTH, LLC 7,540 89,000 0.12%
24 Sigma Planning Corp 10,718 127,000 0.17%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,674 161,000 0.22%
26 AMERIPRISE FINANCIAL INC 14,110 167,000 0.22%
27 J.P. Morgan Private Wealth Advisors LLC 15,000 177,000 0.24%
28 OPPENHEIMER & CO INC 15,035 178,000 0.24%
29 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 15,244 180,000 0.24%
30 IFP ADVISORS, INC 20,059 237,000 0.32%
31 KEYBANK NATIONAL ASSOCIATION/OH 20,400 241,000 0.32%
32 LLBH PRIVATE WEALTH MANAGEMENT, LLC 23,267 275,000 0.37%
33 HighTower Advisors, LLC 23,340 278,000 0.37%
34 Janney Montgomery Scott LLC 24,032 284,000 0.38%
35 Raymond James Financial Services Advisors, Inc. 27,486 325,000 0.43%
36 NUVEEN ASSET MANAGEMENT INC. 29,028 343,000 0.46%
37 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 33,436 395,000 0.53%
38 STIFEL FINANCIAL CORP 33,662 400,000 0.54%
39 DESCHUTES PORTFOLIO STRATEGY, LLC 37,600 444,000 0.59%
40 Commonwealth Equity Services, Inc 49,164 581,000 0.78%
41 Thomas J. Herzfeld Advisors, Inc. 53,522 632,000 0.85%
42 Cambridge Investment Research Advisors, Inc. 70,625 834,000 1.12%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 73,330 866,000 1.16%
44 CORNERSTONE ADVISORS INC 97,038 1,146,000 1.53%
45 KAYNE ANDERSON CAPITAL ADVISORS LP 98,580 1,164,000 1.56%
46 POLIANTA LTD 109,500 1,293,000 1.73%
47 CITIGROUP INC 118,014 1,394,000 1.86%
48 BANK OF AMERICA CORP /DE/ 179,557 2,121,000 2.84%
49 RAYMOND JAMES & ASSOCIATES 189,186 2,234,000 2.99%
50 LPL Financial LLC 206,944 2,494,000 3.34%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.