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AVANTAX INC COM
AVANTAX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 185 Institutional holders with a total value of $747,410,438.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 5,965,636 112,572,000 15.06%
2 DIMENSIONAL FUND ADVISORS LP 3,316,749 62,586,000 8.37%
3 VANGUARD GROUP INC 2,721,822 51,360,000 6.87%
4 BlackRock Fund Advisors 2,256,129 42,573,000 5.70%
5 BlackRock Institutional Trust Company, N.A. 1,493,320 28,179,000 3.77%
6 Opus Capital Group, LLC 919,731 17,355,000 2.32%
7 Pine River Capital Management L.P. 865,687 16,335,000 2.19%
8 STATE STREET CORP 845,591 15,954,000 2.13%
9 DEUTSCHE BANK AG\ 818,800 15,448,000 2.07%
10 WCM INVESTMENT MANAGEMENT, LLC 766,755 14,469,000 1.94%
11 MORGAN STANLEY 750,318 14,159,000 1.89%
12 FIRST TRUST ADVISORS LP 738,067 13,927,000 1.86%
13 THIRD AVENUE MANAGEMENT LLC 678,111 12,796,000 1.71%
14 GABELLI FUNDS LLC 675,051 12,738,000 1.70%
15 Artisan Partners Limited Partnership 673,111 12,702,000 1.70%
16 GLENMEDE TRUST CO NA 599,853 11,318,000 1.51%
17 HAYS ADVISORY LLC 569,657 10,749,000 1.44%
18 Proxima Capital Management, LLC 565,000 10,662,000 1.43%
19 GAMCO INVESTORS, INC. ET AL 543,975 10,265,000 1.37%
20 NORTHERN TRUST CORP 495,543 9,351,000 1.25%
21 LOOMIS SAYLES & CO L P 486,438 9,179,000 1.23%
22 Point72 Asset Management, L.P. 472,224 8,911,000 1.19%
23 NS Advisors, LLC 459,012 8,662,000 1.16%
24 Allianz Asset Management GmbH 447,931 8,452,000 1.13%
25 RENAISSANCE TECHNOLOGIES LLC 438,600 8,276,000 1.11%
26 ROYCE & ASSOCIATES LP 425,430 8,028,000 1.07%
27 BLACKROCK ADVISORS LLC 410,576 7,748,000 1.04%
28 Bank of New York Mellon Corp 397,932 7,509,000 1.00%
29 NORGES BANK 374,774 7,072,000 0.95%
30 BESSEMER GROUP INC 350,000 6,605,000 0.88%
31 SYSTEMATIC FINANCIAL MANAGEMENT LP 301,805 5,695,000 0.76%
32 HAWK RIDGE CAPITAL MANAGEMENT LP 280,557 5,294,000 0.71%
33 CITADEL ADVISORS LLC 275,323 5,196,000 0.70%
34 Altalis Capital Management LLC 274,939 5,188,000 0.69%
35 PRINCIPAL FINANCIAL GROUP INC 257,263 4,855,000 0.65%
36 BARCLAYS PLC 258,591 4,654,000 0.62%
37 TWO SIGMA ADVISERS, LP 244,251 4,609,000 0.62%
38 Tiptree Advisors, LLC 238,650 4,503,000 0.60%
39 BBR PARTNERS, LLC 230,000 4,340,000 0.58%
40 GEODE CAPITAL MANAGEMENT, LLC 223,424 4,215,000 0.56%
41 PANAGORA ASSET MANAGEMENT INC 210,869 3,979,000 0.53%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 208,400 3,933,000 0.53% Call
43 PRUDENTIAL FINANCIAL INC 200,622 3,786,000 0.51%
44 TIAA CREF INVESTMENT MANAGEMENT LLC 190,486 3,594,000 0.48%
45 Numeric Investors LLC 182,551 3,445,000 0.46%
46 AMERIPRISE FINANCIAL INC 178,927 3,376,000 0.45%
47 Centaur Capital Partners, L.P. 165,000 3,114,000 0.42%
48 BlackRock Investment Management, LLC 161,872 3,055,000 0.41%
49 Teton Advisors, Inc. 155,984 2,943,000 0.39%
50 TEALWOOD ASSET MANAGEMENT INC 150,395 2,838,000 0.38%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.