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AVANTAX INC COM
AVANTAX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 153 Institutional holders with a total value of $360,505,062.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 3,853,387 37,763,000 10.48%
2 DIMENSIONAL FUND ADVISORS LP 3,385,380 33,177,000 9.20%
3 VANGUARD GROUP INC 3,024,971 29,645,000 8.22%
4 FIRST TRUST ADVISORS LP 2,718,779 26,644,000 7.39%
5 BlackRock Fund Advisors 2,638,888 25,861,000 7.17%
6 Numeric Investors LLC 2,210,945 21,667,000 6.01%
7 JPMORGAN CHASE & CO 1,595,928 15,640,000 4.34%
8 RENAISSANCE TECHNOLOGIES LLC 1,212,570 11,883,000 3.30%
9 ROYCE & ASSOCIATES LP 1,145,731 11,228,000 3.11%
10 BlackRock Institutional Trust Company, N.A. 1,116,627 10,943,000 3.04%
11 NORGES BANK 1,054,875 10,338,000 2.87%
12 STATE STREET CORP 853,970 8,369,000 2.32%
13 ARMISTICE CAPITAL, LLC 834,000 8,173,000 2.27%
14 HAWK RIDGE CAPITAL MANAGEMENT LP 678,372 6,648,000 1.84%
15 GAMCO INVESTORS, INC. ET AL 547,670 5,367,000 1.49%
16 MORGAN STANLEY 488,512 4,787,000 1.33%
17 NORTHERN TRUST CORP 456,483 4,474,000 1.24%
18 Bank of New York Mellon Corp 450,896 4,419,000 1.23%
19 PRUDENTIAL FINANCIAL INC 395,996 3,881,000 1.08%
20 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 353,960 3,469,000 0.96%
21 Permit Capital, LLC 339,058 3,323,000 0.92%
22 GOLDMAN SACHS GROUP INC 332,908 3,263,000 0.91%
23 GEODE CAPITAL MANAGEMENT, LLC 320,411 3,139,000 0.87%
24 GABELLI FUNDS LLC 313,000 3,067,000 0.85%
25 LOEWS CORP 310,000 3,038,000 0.84%
26 DEUTSCHE BANK AG\ 302,907 2,966,000 0.82%
27 PRINCIPAL FINANCIAL GROUP INC 269,808 2,644,000 0.73%
28 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 268,500 2,632,000 0.73%
29 Invesco Ltd. 246,869 2,419,000 0.67%
30 Teton Advisors, Inc. 210,285 2,061,000 0.57%
31 AMERIPRISE FINANCIAL INC 195,882 1,919,000 0.53%
32 BBR PARTNERS, LLC 195,000 1,911,000 0.53%
33 BlackRock Investment Management, LLC 176,726 1,732,000 0.48%
34 OXFORD ASSET MANAGEMENT LLP 161,087 1,592,000 0.44%
35 D. E. Shaw & Co., Inc. 160,424 1,572,000 0.44%
36 PARAMETRIC PORTFOLIO ASSOCIATES LLC 153,836 1,508,000 0.42%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 145,769 1,429,000 0.40%
38 AQR CAPITAL MANAGEMENT LLC 140,623 1,379,000 0.38%
39 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 134,133 1,315,000 0.36%
40 A.R.T. Advisors, LLC 134,158 1,314,000 0.36%
41 VOYA INVESTMENT MANAGEMENT LLC 132,821 1,302,000 0.36%
42 TIAA CREF INVESTMENT MANAGEMENT LLC 128,726 1,262,000 0.35%
43 BRIDGEWAY CAPITAL MANAGEMENT, LLC 128,097 1,255,000 0.35%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 108,200 1,060,000 0.29% Put
45 PANAGORA ASSET MANAGEMENT INC 105,229 1,031,000 0.29%
46 Connor, Clark & Lunn Investment Management Ltd. 97,600 956,000 0.27%
47 GSA CAPITAL PARTNERS LLP 95,042 931,000 0.26%
48 PEAK6 Group LLC 93,700 918,000 0.25% Call
49 Asset Management One Co., Ltd. 83,581 842,000 0.23%
50 Nationwide Fund Advisors 85,512 838,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.