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AVANTAX INC COM
AVANTAX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 165 Institutional holders with a total value of $550,489,224.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 5,264,988 77,658,000 14.11%
2 DIMENSIONAL FUND ADVISORS LP 3,534,829 52,140,000 9.47%
3 VANGUARD GROUP INC 3,348,050 49,384,000 8.97%
4 BlackRock Fund Advisors 3,227,395 47,604,000 8.65%
5 FIRST TRUST ADVISORS LP 1,651,181 24,355,000 4.42%
6 NORGES BANK 1,122,811 16,561,000 3.01%
7 BlackRock Institutional Trust Company, N.A. 1,115,412 16,452,000 2.99%
8 RENAISSANCE TECHNOLOGIES LLC 1,102,700 16,265,000 2.95%
9 STATE STREET CORP 1,099,120 16,212,000 2.95%
10 Park West Asset Management LLC 1,003,996 14,809,000 2.69%
11 Park West Asset Management LLC 983,299 14,504,000 2.63% Call
12 Pennant Capital Management, LLC 886,474 13,075,000 2.38%
13 Numeric Investors LLC 824,352 12,159,000 2.21%
14 GAMCO INVESTORS, INC. ET AL 783,505 11,557,000 2.10%
15 ROYCE & ASSOCIATES LP 541,240 7,983,000 1.45%
16 Permit Capital, LLC 529,840 7,815,000 1.42%
17 NORTHERN TRUST CORP 479,532 7,074,000 1.29%
18 Bank of New York Mellon Corp 438,654 6,470,000 1.18%
19 GABELLI FUNDS LLC 411,000 6,062,000 1.10%
20 NORTHPOINTE CAPITAL LLC 407,637 6,013,000 1.09%
21 D. E. Shaw & Co., Inc. 396,153 5,843,000 1.06%
22 Invesco Ltd. 331,005 4,882,000 0.89%
23 MORGAN STANLEY 316,934 4,675,000 0.85%
24 ClariVest Asset Management LLC 315,761 4,657,000 0.85%
25 GEODE CAPITAL MANAGEMENT, LLC 304,482 4,491,000 0.82%
26 PRINCIPAL FINANCIAL GROUP INC 281,480 4,152,000 0.75%
27 GOLDMAN SACHS GROUP INC 250,222 3,691,000 0.67%
28 HAP Trading, LLC 248,228 3,661,000 0.67%
29 GROUP ONE TRADING LLC 236,363 3,486,000 0.63%
30 BlackRock Investment Management, LLC 214,767 3,168,000 0.58%
31 Connor, Clark & Lunn Investment Management Ltd. 211,496 3,120,000 0.57%
32 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 201,000 2,963,000 0.54%
33 AMERIPRISE FINANCIAL INC 195,563 2,884,000 0.52%
34 Walleye Trading LLC 193,355 2,852,000 0.52%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 167,549 2,472,000 0.45%
36 Cowen Prime Services LLC 162,500 2,397,000 0.44%
37 PUTNAM INVESTMENTS LLC 152,313 2,247,000 0.41%
38 JPMORGAN CHASE & CO 146,305 2,158,000 0.39%
39 DEUTSCHE BANK AG\ 145,163 2,139,000 0.39%
40 WELLS FARGO & COMPANY/MN 140,477 2,072,000 0.38%
41 BRIDGEWAY CAPITAL MANAGEMENT, LLC 132,697 1,957,000 0.36%
42 PARAMETRIC PORTFOLIO ASSOCIATES LLC 128,997 1,903,000 0.35%
43 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 126,621 1,868,000 0.34%
44 GLOBEFLEX CAPITAL L P 118,844 1,753,000 0.32%
45 SYSTEMATIC FINANCIAL MANAGEMENT LP 117,905 1,739,000 0.32%
46 TIAA CREF INVESTMENT MANAGEMENT LLC 114,026 1,682,000 0.31%
47 TWO SIGMA INVESTMENTS, LP 107,203 1,581,000 0.29%
48 Parallax Volatility Advisers, L.P. 101,721 1,500,000 0.27%
49 AQR CAPITAL MANAGEMENT LLC 95,323 1,406,000 0.26%
50 Allianz Asset Management GmbH 86,797 1,280,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.