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AVANTAX INC COM
AVANTAX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 149 Institutional holders with a total value of $483,518,893.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 3,854,564 53,077,000 10.98%
2 DIMENSIONAL FUND ADVISORS LP 3,473,452 47,829,000 9.89%
3 VANGUARD GROUP INC 2,941,798 40,509,000 8.38%
4 BlackRock Fund Advisors 2,460,801 33,885,000 7.01%
5 JPMORGAN CHASE & CO 1,734,511 23,884,000 4.94%
6 Numeric Investors LLC 1,685,212 23,205,000 4.80%
7 FIRST TRUST ADVISORS LP 1,489,377 20,509,000 4.24%
8 BlackRock Institutional Trust Company, N.A. 1,103,292 15,192,000 3.14%
9 RENAISSANCE TECHNOLOGIES LLC 1,095,163 15,080,000 3.12%
10 NORGES BANK 1,054,875 14,526,000 3.00%
11 ARMISTICE CAPITAL, LLC 780,000 10,741,000 2.22%
12 Harvest Capital Strategies LLC 750,000 10,328,000 2.14%
13 MORGAN STANLEY 723,110 9,958,000 2.06%
14 Altalis Capital Management LLC 637,711 8,781,000 1.82%
15 GAMCO INVESTORS, INC. ET AL 552,020 7,601,000 1.57%
16 Boston Partners 496,725 6,840,000 1.41%
17 Bank of New York Mellon Corp 474,095 6,529,000 1.35%
18 NORTHERN TRUST CORP 435,241 5,993,000 1.24%
19 PRUDENTIAL FINANCIAL INC 421,096 5,798,000 1.20%
20 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 387,700 5,339,000 1.10%
21 DEUTSCHE BANK AG\ 373,708 5,144,000 1.06%
22 GABELLI FUNDS LLC 356,100 4,903,000 1.01%
23 LOEWS CORP 342,800 4,720,000 0.98%
24 GOLDMAN SACHS GROUP INC 269,304 3,709,000 0.77%
25 GEODE CAPITAL MANAGEMENT, LLC 266,489 3,669,000 0.76%
26 Permit Capital, LLC 266,058 3,664,000 0.76%
27 PRINCIPAL FINANCIAL GROUP INC 257,751 3,549,000 0.73%
28 D. E. Shaw & Co., Inc. 244,002 3,360,000 0.69%
29 Artisan Partners Limited Partnership 241,140 3,320,000 0.69%
30 ROYCE & ASSOCIATES LP 229,530 3,161,000 0.65%
31 SYSTEMATIC FINANCIAL MANAGEMENT LP 224,656 3,093,000 0.64%
32 Summit Street Capital Management, LLC 224,104 3,086,000 0.64%
33 Invesco Ltd. 223,272 3,074,000 0.64%
34 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 220,300 3,033,000 0.63%
35 Teton Advisors, Inc. 210,285 2,896,000 0.60%
36 AMERIPRISE FINANCIAL INC 201,646 2,777,000 0.57%
37 Kenmare Capital Partners, L.L.C. 178,473 2,458,000 0.51%
38 BlackRock Investment Management, LLC 176,473 2,430,000 0.50%
39 CLARK ESTATES INC/NY 168,000 2,313,000 0.48%
40 GLENMEDE TRUST CO NA 151,844 2,090,000 0.43%
41 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 141,157 1,944,000 0.40%
42 TIAA CREF INVESTMENT MANAGEMENT LLC 137,557 1,894,000 0.39%
43 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 134,133 1,847,000 0.38%
44 VOYA INVESTMENT MANAGEMENT LLC 132,821 1,829,000 0.38%
45 BRIDGEWAY CAPITAL MANAGEMENT, LLC 128,097 1,764,000 0.36%
46 PARAMETRIC PORTFOLIO ASSOCIATES LLC 111,537 1,536,000 0.32%
47 PANAGORA ASSET MANAGEMENT INC 105,229 1,449,000 0.30%
48 TWO SIGMA ADVISERS, LP 99,051 1,364,000 0.28%
49 A.R.T. Advisors, LLC 95,492 1,314,000 0.27%
50 RUSSELL FRANK CO/ 90,974 1,253,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.