Dark
Light
System
Security
MEDLEY CAP CORPORATION
MEDLEY CAP CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 121 Institutional holders with a total value of $289,195,530.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Sumitomo Mitsui DS Asset Management Company, Ltd 55,668 757,000 0.26%
52 BARCLAYS PLC 56,533 735,000 0.25%
53 MUFG Securities EMEA plc 50,000 680,500 0.24%
54 SALEM INVESTMENT COUNSELORS INC 49,500 674,000 0.23%
55 BLACKTHORN INVESTMENT GROUP LLC 49,303 671,000 0.23%
56 ProShare Advisors LLC 47,675 649,000 0.22%
57 NWAM LLC 45,600 621,000 0.21%
58 RHUMBLINE ADVISERS 45,148 614,000 0.21%
59 DELPHI MANAGEMENT INC /MA/ 45,050 613,000 0.21%
60 GEODE CAPITAL MANAGEMENT, LLC 43,126 586,000 0.20%
61 ALPS ADVISORS INC 42,800 583,000 0.20%
62 LPL Financial LLC 42,014 572,000 0.20%
63 B. Riley Wealth Advisors, Inc. 40,487 551,000 0.19%
64 METROPOLITAN LIFE INSURANCE CO/NY 38,846 529,000 0.18%
65 Swiss National Bank 36,850 502,000 0.17%
66 Private Advisor Group, LLC 34,802 474,000 0.16%
67 VSR Financial Services, Inc. 33,837 461,000 0.16%
68 DEUTSCHE BANK AG\ 32,117 436,000 0.15%
69 MANUFACTURERS LIFE INSURANCE COMPANY, THE 29,934 408,000 0.14%
70 VOYA INVESTMENT MANAGEMENT LLC 29,100 396,000 0.14%
71 MILLER VALUE PARTNERS, LLC 28,200 384,000 0.13%
72 PEAK6 Group LLC 28,100 382,000 0.13% Put
73 PARAMETRIC PORTFOLIO ASSOCIATES LLC 27,999 381,000 0.13%
74 STIFEL FINANCIAL CORP 26,675 363,000 0.13%
75 BLACKROCK ADVISORS LLC 24,372 332,000 0.11%
76 MENTA CAPITAL LLC 24,400 332,000 0.11%
77 Jefferies Group LLC 23,836 325,000 0.11%
78 HL FINANCIAL SERVICES LLC 23,815 324,000 0.11%
79 Aperio Group, LLC 22,490 306,000 0.11%
80 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,875 284,000 0.10%
81 ProVise Management Group, LLC 20,874 284,000 0.10%
82 CITIGROUP INC 20,578 280,000 0.10%
83 Airain ltd 19,099 260,000 0.09%
84 STEPHENS INC /AR/ 19,025 259,000 0.09%
85 PRUDENTIAL FINANCIAL INC 18,682 254,000 0.09%
86 ROYAL BANK OF CANADA 18,027 245,000 0.08%
87 RAYMOND JAMES & ASSOCIATES 17,824 243,000 0.08%
88 MILLENNIUM MANAGEMENT LLC 17,664 240,000 0.08%
89 BANK OF MONTREAL /CAN/ 16,000 218,000 0.08%
90 JANE STREET GROUP, LLC 15,919 217,000 0.08%
91 CITADEL ADVISORS LLC 15,755 214,000 0.07%
92 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,800 201,000 0.07% Put
93 MSI Financial Services Inc 11,952 163,000 0.06%
94 PANAGORA ASSET MANAGEMENT INC 12,001 163,000 0.06%
95 SUMMITRY LLC 11,600 158,000 0.05%
96 WEDBUSH SECURITIES INC 11,600 158,000 0.05%
97 Cambridge Investment Research Advisors, Inc. 10,857 148,000 0.05%
98 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 10,898 148,000 0.05%
99 PEAK6 Group LLC 10,800 147,000 0.05% Call
100 Absolute Return Capital, LLC 10,191 139,000 0.05%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.