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MEDLEY CAP CORPORATION
MEDLEY CAP CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 109 Institutional holders with a total value of $225,417,907.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Allianz Asset Management GmbH 54,919 649,000 0.29%
52 ACG Wealth 53,534 632,000 0.28%
53 SEI TRUST CO 53,111 627,000 0.28%
54 DAVENPORT & Co LLC 51,300 605,853 0.27%
55 ENVESTNET ASSET MANAGEMENT INC 50,955 602,000 0.27%
56 ALPS ADVISORS INC 48,315 571,000 0.25%
57 PDT Partners, LLC 44,245 523,000 0.23%
58 ROYAL BANK OF CANADA 43,248 510,000 0.23%
59 Private Advisor Group, LLC 39,909 471,000 0.21%
60 Cubist Systematic Strategies, LLC 38,052 449,000 0.20%
61 RAYMOND JAMES & ASSOCIATES 36,819 435,000 0.19%
62 NOMURA HOLDINGS INC 35,592 423,000 0.19%
63 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,415 406,000 0.18%
64 MILLER VALUE PARTNERS, LLC 32,800 388,000 0.17%
65 CITADEL ADVISORS LLC 30,406 360,000 0.16%
66 BLACKTHORN INVESTMENT GROUP LLC 26,300 311,000 0.14%
67 HL FINANCIAL SERVICES LLC 25,987 307,000 0.14%
68 Princeton Alpha Management LP 24,814 293,000 0.13%
69 HUNTINGTON NATIONAL BANK 24,300 287,000 0.13%
70 Airain ltd 22,876 270,000 0.12%
71 TFS CAPITAL LLC 22,577 267,000 0.12%
72 MARINER INDEPENDENT ADVISOR NETWORK, LLC 22,465 265,312 0.12%
73 TUDOR INVESTMENT CORP ET AL 21,940 259,000 0.11%
74 B. Riley Wealth Advisors, Inc. 21,233 251,000 0.11%
75 PARAMETRIC PORTFOLIO ASSOCIATES LLC 20,573 243,000 0.11%
76 Aperio Group, LLC 20,464 242,000 0.11%
77 STEPHENS INC /AR/ 19,925 235,000 0.10%
78 JANE STREET GROUP, LLC 19,684 232,000 0.10%
79 JPMORGAN CHASE & CO 19,306 228,000 0.10%
80 BANK OF MONTREAL /CAN/ 19,000 225,000 0.10%
81 Capital Investment Advisors, LLC 18,525 219,000 0.10%
82 Cambridge Investment Research Advisors, Inc. 16,725 198,000 0.09%
83 CITIGROUP INC 15,690 185,000 0.08%
84 WEDBUSH SECURITIES INC 13,760 163,000 0.07%
85 MSI Financial Services Inc 13,747 162,000 0.07%
86 Bank of New York Mellon Corp 12,482 147,000 0.07%
87 WFG Advisors, LP 12,379 146,000 0.06%
88 BANK OF AMERICA CORP /DE/ 10,379 123,000 0.05%
89 PRELUDE CAPITAL MANAGEMENT, LLC 9,500 112,000 0.05%
90 Independent Portfolio Consultants, Inc. 8,500 100,000 0.04%
91 PANAGORA ASSET MANAGEMENT INC 8,342 99,000 0.04%
92 NEW ENGLAND SECURITIES CORP /MA/ 8,000 94,000 0.04%
93 Quantbot Technologies LP 6,927 81,000 0.04%
94 PEAK6 Group LLC 5,106 60,000 0.03%
95 MANAGED ACCOUNT ADVISORS LLC 3,809 45,000 0.02%
96 Barrett Asset Management, LLC 3,367 40,000 0.02%
97 Creative Planning 3,300 39,000 0.02%
98 Tower Research Capital LLC (TRC) 2,832 33,000 0.01%
99 PNC FINANCIAL SERVICES GROUP, INC. 2,099 25,000 0.01%
100 UBS AG 2,000 24,000 0.01% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.