Dark
Light
System
Security
MEDLEY CAP CORPORATION
MEDLEY CAP CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 99 Institutional holders with a total value of $103,322,419.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Sunbelt Securities, Inc. 244 1,632 0.00%
2 GROUP ONE TRADING LLC 300 2,000 0.00%
3 Weaver C. Barksdale & Associates, Inc. 275 2,000 0.00%
4 Hudock, Inc. 590 3,000 0.00%
5 PENSERRA CAPITAL MANAGEMENT LLC 583 4,000 0.00%
6 ASSETMARK, INC 622 4,000 0.00%
7 FIRST PREMIER BANK 700 5,000 0.00%
8 SECURITY NATIONAL TRUST CO 700 5,000 0.00%
9 CUTLER GROUP LLC / CA 5,600 7,000 0.01% Put
10 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1,100 7,000 0.01%
11 KRILOGY FINANCIAL LLC 1,194 8,000 0.01%
12 JPMORGAN CHASE & CO 1,548 10,000 0.01%
13 WHITTIER TRUST CO OF NEVADA INC 1,800 12,000 0.01%
14 PANAGORA ASSET MANAGEMENT INC 1,967 13,000 0.01%
15 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,034 14,000 0.01%
16 BANK OF AMERICA CORP /DE/ 2,825 19,000 0.02%
17 SIMPLEX TRADING, LLC 2,842 19,000 0.02%
18 PNC FINANCIAL SERVICES GROUP, INC. 3,285 22,000 0.02%
19 CUTLER GROUP LLC / CA 3,419 22,000 0.02%
20 Global X Management CO LLC 3,795 25,000 0.02%
21 Financial Architects, Inc 4,000 27,000 0.03%
22 ROYAL BANK OF CANADA 4,246 29,000 0.03%
23 Winslow, Evans & Crocker, Inc. 5,130 34,372 0.03%
24 ACROSPIRE INVESTMENT MANAGEMENT LLC 9,130 61,000 0.06%
25 WOLVERINE TRADING LP /BD 93 61,659 0.06% Call
26 Chicago Partners Investment Group LLC 9,426 63,000 0.06%
27 CWM, LLC 9,560 64,000 0.06%
28 CREDIT SUISSE AG/ 10,083 68,000 0.07%
29 ENVESTNET ASSET MANAGEMENT INC 10,311 69,000 0.07%
30 MSI Financial Services Inc 10,274 69,000 0.07%
31 VOYA FINANCIAL ADVISORS, INC. 11,346 75,000 0.07%
32 Kovack Advisors, Inc. 11,470 77,000 0.07%
33 WOLVERINE TRADING LP /BD 118 78,234 0.08% Put
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,100 81,000 0.08% Put
35 CFO4Life, L.P. 12,245 82,000 0.08%
36 WOLVERINE TRADING LP /BD 12,442 82,490 0.08%
37 RAYMOND JAMES & ASSOCIATES 12,454 83,000 0.08%
38 TWO SIGMA ADVISERS, LP 12,509 84,000 0.08%
39 Texas Yale Capital Corp. 13,401 90,000 0.09%
40 NORTHERN TRUST CORP 13,600 91,000 0.09%
41 Creative Planning 13,800 92,000 0.09%
42 VSR Financial Services, Inc. 14,600 98,000 0.09%
43 Raymond James Financial Services Advisors, Inc. 15,075 101,000 0.10%
44 IFP ADVISORS, INC 16,559 111,000 0.11%
45 PineBridge Investments, L.P. 17,227 115,000 0.11%
46 EQUITEC PROPRIETARY MARKETS, LLC 17,559 118,000 0.11%
47 Private Advisor Group, LLC 17,276 123,000 0.12%
48 WEDBUSH SECURITIES INC 23,160 155,000 0.15%
49 CITADEL ADVISORS LLC 24,212 162,000 0.16%
50 CIBC WORLD MARKET INC. 24,337 163,000 0.16%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.