| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 311,225 | 3,778,000 | 38.54% | ||
| 2 | Shaker Financial Services, LLC | 68,184 | 828,000 | 8.45% | ||
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 65,178 | 791,000 | 8.07% | ||
| 4 | SII INVESTMENTS INC/WI | 60,272 | 727,000 | 7.42% | ||
| 5 | DOLIVER ADVISORS, LP | 51,515 | 625,000 | 6.38% | ||
| 6 | CORNERSTONE ADVISORS INC | 49,139 | 597,000 | 6.09% | ||
| 7 | ProVise Management Group, LLC | 44,900 | 545,000 | 5.56% | ||
| 8 | MORGAN STANLEY | 33,176 | 403,000 | 4.11% | ||
| 9 | UBS AG | 31,283 | 380,000 | 3.88% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 24,925 | 303,000 | 3.09% | ||
| 11 | AMERIPRISE FINANCIAL INC | 22,154 | 269,000 | 2.74% | ||
| 12 | ROYAL BANK OF CANADA | 15,627 | 190,000 | 1.94% | ||
| 13 | Bangor Savings Bank | 12,805 | 155,000 | 1.58% | ||
| 14 | WELLS FARGO & COMPANY/MN | 6,158 | 75,000 | 0.77% | ||
| 15 | CITIGROUP INC | 3,506 | 42,000 | 0.43% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 2,000 | 24,000 | 0.24% | ||
| 17 | Creative Planning | 1,700 | 21,000 | 0.21% | ||
| 18 | FIFTH THIRD BANCORP | 1,672 | 20,000 | 0.20% | ||
| 19 | THOMPSON DAVIS & CO., INC. | 1,000 | 12,000 | 0.12% | ||
| 20 | WFG Advisors, LP | 792 | 10,000 | 0.10% | ||
| 21 | Tower Research Capital LLC (TRC) | 321 | 4,000 | 0.04% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 235 | 3,000 | 0.03% | ||
| 23 | Gradient Investments LLC | 60 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
