| 1 |
Saba Capital Management, L.P. |
365,762 |
4,064,000 |
29.66% |
|
|
| 2 |
Yorktown Management & Research Co Inc |
97,513 |
1,986,000 |
14.49% |
|
|
| 3 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
146,529 |
1,628,000 |
11.88% |
|
|
| 4 |
CITIGROUP INC |
84,975 |
944,000 |
6.89% |
|
|
| 5 |
CREDIT SUISSE AG/ |
66,096 |
734,000 |
5.36% |
|
|
| 6 |
SII INVESTMENTS INC/WI |
60,272 |
666,000 |
4.86% |
|
|
| 7 |
CORNERSTONE ADVISORS INC |
58,024 |
645,000 |
4.71% |
|
|
| 8 |
Capital Investment Advisors, LLC |
45,902 |
510,000 |
3.72% |
|
|
| 9 |
WOLVERINE ASSET MANAGEMENT LLC |
42,281 |
469,000 |
3.42% |
|
|
| 10 |
MORGAN STANLEY |
36,490 |
406,000 |
2.96% |
|
|
| 11 |
AMERIPRISE FINANCIAL INC |
28,287 |
314,000 |
2.29% |
|
|
| 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
25,647 |
285,000 |
2.08% |
|
|
| 13 |
ProVise Management Group, LLC |
25,000 |
278,000 |
2.03% |
|
|
| 14 |
UBS Group AG |
22,531 |
250,000 |
1.82% |
|
|
| 15 |
ROYAL BANK OF CANADA |
15,216 |
169,000 |
1.23% |
|
|
| 16 |
Bangor Savings Bank |
12,805 |
142,000 |
1.04% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,535 |
95,000 |
0.69% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
3,133 |
35,000 |
0.26% |
|
|
| 19 |
Thomas J. Herzfeld Advisors, Inc. |
1,850 |
20,000 |
0.15% |
|
|
| 20 |
FIFTH THIRD BANCORP |
1,672 |
19,000 |
0.14% |
|
|
| 21 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,300 |
14,000 |
0.10% |
|
|
| 22 |
THOMPSON DAVIS & CO., INC. |
1,000 |
11,000 |
0.08% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
702 |
8,000 |
0.06% |
|
|
| 24 |
AMERICAN INTERNATIONAL GROUP, INC. |
700 |
7,777 |
0.06% |
|
|
| 25 |
Tower Research Capital LLC (TRC) |
181 |
2,000 |
0.01% |
|
|
| 26 |
Gradient Investments LLC |
60 |
1,000 |
0.01% |
|
|
