| 1 |
Saba Capital Management, L.P. |
416,155 |
4,773,000 |
30.22% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
174,209 |
2,000,000 |
12.66% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
159,352 |
1,829,000 |
11.58% |
|
|
| 4 |
ICON ADVISERS INC/CO |
143,179 |
1,644,000 |
10.41% |
|
|
| 5 |
AMERIPRISE FINANCIAL INC |
100,446 |
1,153,000 |
7.30% |
|
|
| 6 |
CITIGROUP INC |
80,074 |
918,000 |
5.81% |
|
|
| 7 |
SII INVESTMENTS INC/WI |
60,283 |
692,000 |
4.38% |
|
|
| 8 |
Capital Investment Advisors, LLC |
40,214 |
462,000 |
2.93% |
|
|
| 9 |
MARINER INVESTMENT GROUP LLC |
39,526 |
454,000 |
2.87% |
|
|
| 10 |
MORGAN STANLEY |
32,688 |
375,000 |
2.37% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
24,501 |
281,000 |
1.78% |
|
|
| 12 |
Yorktown Management & Research Co Inc |
22,513 |
258,000 |
1.63% |
|
|
| 13 |
ProVise Management Group, LLC |
18,450 |
212,000 |
1.34% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
14,005 |
161,000 |
1.02% |
|
|
| 15 |
ROYAL BANK OF CANADA |
12,620 |
145,000 |
0.92% |
|
|
| 16 |
RAYMOND JAMES & ASSOCIATES |
12,256 |
141,000 |
0.89% |
|
|
| 17 |
Bangor Savings Bank |
11,670 |
134,000 |
0.85% |
|
|
| 18 |
Creative Planning |
3,713 |
43,000 |
0.27% |
|
|
| 19 |
MSI Financial Services Inc |
3,594 |
41,000 |
0.26% |
|
|
| 20 |
Thomas J. Herzfeld Advisors, Inc. |
1,850 |
21,000 |
0.13% |
|
|
| 21 |
FIFTH THIRD BANCORP |
1,672 |
19,000 |
0.12% |
|
|
| 22 |
ADVISOR GROUP, INC. |
1,500 |
17,000 |
0.11% |
|
|
| 23 |
THOMPSON DAVIS & CO., INC. |
1,000 |
11,000 |
0.07% |
|
|
| 24 |
BANK OF AMERICA CORP /DE/ |
478 |
5,000 |
0.03% |
|
|
| 25 |
UBS Group AG |
386 |
4,000 |
0.03% |
|
|
| 26 |
Gradient Investments LLC |
60 |
1,000 |
0.01% |
|
|
