| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 789,878 | 12,338,000 | 40.32% | ||
| 2 | MORGAN STANLEY | 182,449 | 2,850,000 | 9.31% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 110,377 | 1,724,000 | 5.63% | ||
| 4 | WELLS FARGO & COMPANY/MN | 86,223 | 1,347,000 | 4.40% | ||
| 5 | Bartlett & Co. LLC | 73,088 | 1,142,000 | 3.73% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 66,709 | 1,042,000 | 3.41% | ||
| 7 | BRINKER CAPITAL INC | 65,868 | 1,029,000 | 3.36% | ||
| 8 | Invesco Ltd. | 56,039 | 875,000 | 2.86% | ||
| 9 | NWAM LLC | 52,065 | 813,000 | 2.66% | ||
| 10 | HighTower Advisors, LLC | 51,877 | 810,000 | 2.65% | ||
| 11 | ProVise Management Group, LLC | 51,797 | 809,000 | 2.64% | ||
| 12 | Nuveen Asset Management, LLC | 48,591 | 759,000 | 2.48% | ||
| 13 | Horizon Kinetics LLC | 48,223 | 753,000 | 2.46% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 47,849 | 747,000 | 2.44% | ||
| 15 | BENJAMIN F. EDWARDS & COMPANY, INC. | 46,934 | 733,000 | 2.40% | ||
| 16 | FIRST TRUST ADVISORS LP | 44,215 | 691,000 | 2.26% | ||
| 17 | ROYAL BANK OF CANADA | 35,218 | 550,000 | 1.80% | ||
| 18 | RAYMOND JAMES TRUST N.A. | 19,093 | 298,000 | 0.97% | ||
| 19 | VAN ECK ASSOCIATES CORP | 14,573 | 228,000 | 0.75% | ||
| 20 | First Allied Advisory Services, Inc. | 13,737 | 214,000 | 0.70% | ||
| 21 | Formidable Asset Management, LLC | 0 | 183,000 | 0.60% | ||
| 22 | Cambridge Investment Research Advisors, Inc. | 11,134 | 174,000 | 0.57% | ||
| 23 | LPL Financial LLC | 10,264 | 160,000 | 0.52% | ||
| 24 | SG Americas Securities, LLC | 7,124 | 111,000 | 0.36% | ||
| 25 | Highlander Capital Management, LLC | 3,000 | 47,000 | 0.15% | ||
| 26 | WFG Advisors, LP | 2,837 | 44,000 | 0.14% | ||
| 27 | Community Financial Services Group, LLC | 2,600 | 41,000 | 0.13% | ||
| 28 | MSI Financial Services Inc | 2,110 | 33,000 | 0.11% | ||
| 29 | Lenox Wealth Management, Inc. | 1,750 | 27,000 | 0.09% | ||
| 30 | Creative Planning | 753 | 12,000 | 0.04% | ||
| 31 | CENTRAL TRUST Co | 500 | 8,000 | 0.03% | ||
| 32 | FIFTH THIRD BANCORP | 419 | 7,000 | 0.02% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 150 | 2,343 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
