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NEUBERGER BERMAN INTER MUNI
NEUBERGER BERMAN INTER MUNI. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 36 Institutional holders with a total value of $37,970,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 885,963 13,927,000 36.68%
2 STIFEL FINANCIAL CORP 1,094 9,304,000 24.50%
3 MORGAN STANLEY 102,719 1,615,000 4.25%
4 BANK OF AMERICA CORP /DE/ 89,877 1,413,000 3.72%
5 WELLS FARGO & COMPANY/MN 89,552 1,408,000 3.71%
6 Bartlett & Co. LLC 68,309 1,074,000 2.83%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 60,192 946,000 2.49%
8 ProVise Management Group, LLC 52,890 831,000 2.19%
9 NWAM LLC 52,065 818,000 2.15%
10 HighTower Advisors, LLC 46,147 727,000 1.91%
11 Horizon Kinetics LLC 42,365 666,000 1.75%
12 RAYMOND JAMES & ASSOCIATES 41,535 653,000 1.72%
13 FIRST TRUST ADVISORS LP 39,418 620,000 1.63%
14 LPL Financial LLC 37,108 590,000 1.55%
15 Nuveen Asset Management, LLC 28,632 450,000 1.19%
16 Raymond James Financial Services Advisors, Inc. 27,797 437,000 1.15%
17 ROYAL BANK OF CANADA 25,569 402,000 1.06%
18 VAN ECK ASSOCIATES CORP 20,557 323,000 0.85%
19 RAYMOND JAMES TRUST N.A. 16,193 255,000 0.67%
20 GUGGENHEIM CAPITAL LLC 13,818 217,000 0.57%
21 First Allied Advisory Services, Inc. 13,251 208,000 0.55%
22 Affiance Financial, LLC 11,880 187,000 0.49%
23 Formidable Asset Management, LLC 11,718 186,000 0.49%
24 BKS ADVISORS, LLC 11,610 183,000 0.48%
25 Cambridge Investment Research Advisors, Inc. 11,544 181,000 0.48%
26 MOISAND FITZGERALD TAMAYO, LLC 5,932 93,000 0.24%
27 Creative Planning 4,906 77,000 0.20%
28 BANK OF MONTREAL /CAN/ 3,057 48,000 0.13%
29 Highlander Capital Management, LLC 3,000 47,000 0.12%
30 IFP ADVISORS, INC 1,738 27,000 0.07%
31 AMERICAN INTERNATIONAL GROUP, INC. 1,150 18,000 0.05%
32 BlackRock Investment Management, LLC 1,000 16,000 0.04%
33 CENTRAL TRUST Co 500 8,000 0.02%
34 Tower Research Capital LLC (TRC) 512 8,000 0.02%
35 FIFTH THIRD BANCORP 300 5,000 0.01%
36 NORTHERN TRUST CORP 10,000 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.