| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 596,022 | 9,894,000 | 38.68% | ||
| 2 | MORGAN STANLEY | 105,825 | 1,757,000 | 6.87% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 98,525 | 1,636,000 | 6.40% | ||
| 4 | WELLS FARGO & COMPANY/MN | 95,856 | 1,591,000 | 6.22% | ||
| 5 | BENJAMIN F. EDWARDS & COMPANY, INC. | 75,508 | 1,253,000 | 4.90% | ||
| 6 | ProVise Management Group, LLC | 55,792 | 926,000 | 3.62% | ||
| 7 | HighTower Advisors, LLC | 55,146 | 915,000 | 3.58% | ||
| 8 | NWAM LLC | 52,065 | 864,000 | 3.38% | ||
| 9 | Horizon Kinetics LLC | 42,565 | 707,000 | 2.76% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 41,934 | 696,000 | 2.72% | ||
| 11 | VAN ECK ASSOCIATES CORP | 41,580 | 690,000 | 2.70% | ||
| 12 | ROYAL BANK OF CANADA | 35,876 | 596,000 | 2.33% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 29,017 | 482,000 | 1.88% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 28,931 | 480,000 | 1.88% | ||
| 15 | Nuveen Asset Management, LLC | 28,632 | 475,000 | 1.86% | ||
| 16 | FIRST TRUST ADVISORS LP | 21,144 | 351,000 | 1.37% | ||
| 17 | RAYMOND JAMES TRUST N.A. | 19,193 | 319,000 | 1.25% | ||
| 18 | LPL Financial LLC | 19,287 | 318,000 | 1.24% | ||
| 19 | First Allied Advisory Services, Inc. | 16,907 | 281,000 | 1.10% | ||
| 20 | Commonwealth Equity Services, Inc | 16,503 | 274,000 | 1.07% | ||
| 21 | Bartlett & Co. LLC | 12,546 | 208,000 | 0.81% | ||
| 22 | Sigma Planning Corp | 12,530 | 208,000 | 0.81% | ||
| 23 | Affiance Financial, LLC | 11,880 | 197,000 | 0.77% | ||
| 24 | Cambridge Investment Research Advisors, Inc. | 11,544 | 192,000 | 0.75% | ||
| 25 | Creative Planning | 6,006 | 100,000 | 0.39% | ||
| 26 | GENEOS WEALTH MANAGEMENT INC. | 3,800 | 63,000 | 0.25% | ||
| 27 | Highlander Capital Management, LLC | 3,000 | 50,000 | 0.20% | ||
| 28 | IFP ADVISORS, INC | 1,738 | 29,000 | 0.11% | ||
| 29 | ADVISOR GROUP, INC. | 1,000 | 17,000 | 0.07% | ||
| 30 | CENTRAL TRUST Co | 500 | 8,000 | 0.03% | ||
| 31 | Tower Research Capital LLC (TRC) | 147 | 2,000 | 0.01% | ||
| 32 | NORTHERN TRUST CORP | 10,000 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
