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NEUBERGER BERMAN INTER MUNI
NEUBERGER BERMAN INTER MUNI. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 32 Institutional holders with a total value of $27,523,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 877,710 13,376,000 48.60%
2 MORGAN STANLEY 103,664 1,580,000 5.74%
3 BANK OF AMERICA CORP /DE/ 90,516 1,380,000 5.01%
4 WELLS FARGO & COMPANY/MN 87,932 1,340,000 4.87%
5 Bartlett & Co. LLC 71,218 1,085,000 3.94%
6 BRINKER CAPITAL INC 62,907 963,000 3.50%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 59,536 907,000 3.30%
8 ProVise Management Group, LLC 52,840 805,000 2.92%
9 HighTower Advisors, LLC 48,618 741,000 2.69%
10 Nuveen Asset Management, LLC 48,591 741,000 2.69%
11 Horizon Kinetics LLC 45,923 700,000 2.54%
12 FIRST TRUST ADVISORS LP 43,303 660,000 2.40%
13 RAYMOND JAMES & ASSOCIATES 41,235 628,000 2.28%
14 ROYAL BANK OF CANADA 25,194 384,000 1.40%
15 Raymond James Financial Services Advisors, Inc. 22,337 340,000 1.24%
16 VAN ECK ASSOCIATES CORP 17,732 270,000 0.98%
17 RAYMOND JAMES TRUST N.A. 16,193 247,000 0.90%
18 First Allied Advisory Services, Inc. 13,321 202,000 0.73%
19 LPL Financial LLC 12,640 196,000 0.71%
20 Affiance Financial, LLC 11,880 181,000 0.66%
21 Formidable Asset Management, LLC 11,718 178,000 0.65%
22 BKS ADVISORS, LLC 11,610 177,000 0.64%
23 Cambridge Investment Research Advisors, Inc. 11,544 176,000 0.64%
24 Creative Planning 4,906 75,000 0.27%
25 BANK OF MONTREAL /CAN/ 3,057 47,000 0.17%
26 Highlander Capital Management, LLC 3,000 45,000 0.16%
27 Community Financial Services Group, LLC 2,600 40,000 0.15%
28 Lenox Wealth Management, Inc. 1,750 27,000 0.10%
29 AMERICAN INTERNATIONAL GROUP, INC. 1,150 17,000 0.06%
30 CENTRAL TRUST Co 500 8,000 0.03%
31 FIFTH THIRD BANCORP 300 5,000 0.02%
32 NORTHERN TRUST CORP 10,000 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.