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NEUBERGER BERMAN INTER MUNI
NEUBERGER BERMAN INTER MUNI. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 31 Institutional holders with a total value of $24,886,372.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 14,996 2,000 0.01%
2 CENTRAL TRUST Co 500 8,000 0.03%
3 ADVISOR GROUP, INC. 1,000 16,000 0.06%
4 IFP ADVISORS, INC 1,738 28,000 0.11%
5 Highlander Capital Management, LLC 3,000 49,000 0.20%
6 GENEOS WEALTH MANAGEMENT INC. 3,800 61,000 0.25%
7 Creative Planning 4,086 66,000 0.27%
8 Sigma Planning Corp 13,011 212,000 0.85%
9 Bartlett & Co. LLC 13,806 224,000 0.90%
10 SNOWDEN CAPITAL ADVISORS LLC 14,107 229,372 0.92%
11 First Allied Advisory Services, Inc. 16,907 275,000 1.11%
12 LPL Financial LLC 18,764 302,000 1.21%
13 RAYMOND JAMES TRUST N.A. 19,193 312,000 1.25%
14 Raymond James Financial Services Advisors, Inc. 22,493 366,000 1.47%
15 GUGGENHEIM CAPITAL LLC 27,436 446,000 1.79%
16 VAN ECK ASSOCIATES CORP 27,942 454,000 1.82%
17 Nuveen Asset Management, LLC 28,632 466,000 1.87%
18 Commonwealth Equity Services, Inc 29,892 486,000 1.95%
19 FIRST TRUST ADVISORS LP 30,065 489,000 1.96%
20 Affiance Financial, LLC 35,364 575,000 2.31%
21 ROYAL BANK OF CANADA 37,717 613,000 2.46%
22 RAYMOND JAMES & ASSOCIATES 42,109 685,000 2.75%
23 Horizon Kinetics LLC 42,565 692,000 2.78%
24 NWAM LLC 52,065 847,000 3.40%
25 HighTower Advisors, LLC 54,707 891,000 3.58%
26 ProVise Management Group, LLC 55,282 898,000 3.61%
27 WELLS FARGO & COMPANY/MN 55,501 903,000 3.63%
28 MORGAN STANLEY 74,142 1,206,000 4.85%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 89,036 1,448,000 5.82%
30 BANK OF AMERICA CORP /DE/ 100,534 1,635,000 6.57%
31 UBS Group AG 615,145 10,002,000 40.19%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.