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NOVARTIS A G
NOVARTIS A G. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 826 Institutional holders with a total value of $22,397,409,833.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DODGE & COX 50,905,449 4,791,730,000 21.39%
2 PRIMECAP MANAGEMENT CO/CA/ 22,239,448 2,093,399,000 9.35%
3 BROWN BROTHERS HARRIMAN & CO 11,331,374 1,066,622,000 4.76%
4 WELLS FARGO & COMPANY/MN 7,388,333 695,462,000 3.11%
5 BB&T SECURITIES, LLC 668,122 628,902,000 2.81%
6 Fisher Asset Management, LLC 6,015,233 566,214,000 2.53%
7 UBS AG 4,624,270 435,282,000 1.94%
8 MANAGED ACCOUNT ADVISORS LLC 4,040,820 380,362,000 1.70%
9 LOOMIS SAYLES & CO L P 3,429,908 322,857,000 1.44%
10 NORTHERN TRUST CORP 3,320,724 312,580,000 1.40%
11 Invesco Ltd. 2,947,238 277,423,000 1.24%
12 PARNASSUS INVESTMENTS, LLC 2,736,688 257,604,000 1.15%
13 Clearbridge Investments, LLC 2,722,667 256,285,000 1.14%
14 FRANKLIN RESOURCES INC 2,624,579 247,051,000 1.10%
15 FMR LLC 2,525,964 237,769,000 1.06%
16 Capital Research Global Investors 2,515,056 236,742,000 1.06%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,467,701 232,285,000 1.04%
18 Neuberger Berman Group LLC 2,372,740 223,345,000 1.00%
19 Boston Partners 2,361,201 222,259,000 0.99%
20 BANK OF AMERICA CORP /DE/ 2,350,194 221,224,000 0.99%
21 WHV Investments, Inc. 2,332,327 219,542,000 0.98%
22 EARNEST PARTNERS LLC 2,207,462 207,788,000 0.93%
23 LAZARD ASSET MANAGEMENT LLC 2,053,293 193,276,000 0.86%
24 DIMENSIONAL FUND ADVISORS LP 2,050,873 193,049,000 0.86%
25 MACQUARIE GROUP LTD 2,040,296 192,053,000 0.86%
26 JPMORGAN CHASE & CO 1,976,235 186,021,000 0.83%
27 MORGAN STANLEY 1,853,023 174,427,000 0.78%
28 SCHAFER CULLEN CAPITAL MANAGEMENT INC 1,819,842 171,302,000 0.76%
29 SOUND SHORE MANAGEMENT INC /CT/ 1,717,269 161,647,000 0.72%
30 Mawer Investment Management Ltd. 1,666,412 156,863,000 0.70%
31 BAHL & GAYNOR INC 1,656,289 155,907,000 0.70%
32 AMERIPRISE FINANCIAL INC 1,616,360 152,152,000 0.68%
33 CAMBIAR INVESTORS LLC 1,602,006 150,797,000 0.67%
34 Capital International Investors 1,464,000 137,806,000 0.62%
35 NOMURA HOLDINGS INC 1,450,000 136,502,000 0.61% Call
36 UNITED STATES STEEL & CARNEGIE PENSION FUND 1,430,642 134,666,000 0.60%
37 SCHARF INVESTMENTS, LLC 1,347,256 126,817,000 0.57%
38 BRISTOL JOHN W & CO INC /NY/ 1,266,543 119,220,000 0.53%
39 Bank of New York Mellon Corp 1,259,626 118,570,000 0.53%
40 UNITED SERVICES AUTOMOBILE ASSOCIATION 1,206,892 113,605,000 0.51%
41 THORNBURG INVESTMENT MANAGEMENT INC 1,178,916 110,971,000 0.50%
42 ROCKEFELLER FINANCIAL SERVICES INC 1,154,527 108,675,000 0.49%
43 FAYEZ SAROFIM & CO 1,147,992 107,854,000 0.48%
44 SATURNA CAPITAL CORP 1,115,253 104,979,000 0.47%
45 THOMASPARTNERS, INC. 1,064,211 100,174,000 0.45%
46 Capital World Investors 934,000 87,917,000 0.39%
47 CREDIT SUISSE AG/ 898,122 84,540,000 0.38%
48 BROWN ADVISORY INC 889,407 83,720,000 0.37%
49 EDGE ASSET MANAGEMENT, INC 879,659 82,803,000 0.37%
50 PARAMETRIC PORTFOLIO ASSOCIATES LLC 821,865 77,362,000 0.35%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.