| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 6,574,076 | 72,775,000 | 31.00% | ||
| 2 | MORGAN STANLEY | 2,012,944 | 22,283,000 | 9.49% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,796,854 | 19,891,000 | 8.47% | ||
| 4 | HIGHLAND CAPITAL MANAGEMENT LP | 1,658,435 | 18,359,000 | 7.82% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 1,470,613 | 16,279,000 | 6.93% | ||
| 6 | LOOMIS SAYLES & CO L P | 1,361,139 | 15,068,000 | 6.42% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,227,860 | 13,592,000 | 5.79% | ||
| 8 | BESSEMER GROUP INC | 1,196,761 | 13,248,000 | 5.64% | ||
| 9 | WELLS FARGO & COMPANY/MN | 748,963 | 8,291,000 | 3.53% | ||
| 10 | Karpus Management, Inc. | 662,869 | 7,338,000 | 3.13% | ||
| 11 | Invesco Ltd. | 465,403 | 5,152,000 | 2.19% | ||
| 12 | UBS AG | 305,346 | 3,380,000 | 1.44% | ||
| 13 | Absolute Return Capital, LLC | 241,069 | 2,669,000 | 1.14% | ||
| 14 | Relative Value Partners, LLC | 225,995 | 2,502,000 | 1.07% | ||
| 15 | Saba Capital Management, L.P. | 198,051 | 2,192,000 | 0.93% | ||
| 16 | Capital Investment Advisors, LLC | 168,952 | 1,870,295 | 0.80% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 165,410 | 1,831,000 | 0.78% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 134,000 | 1,484,000 | 0.63% | ||
| 19 | BNP PARIBAS FINANCIAL MARKETS | 108,827 | 1,205,800 | 0.51% | ||
| 20 | Cetera Advisor Networks LLC | 73,914 | 818,000 | 0.35% | ||
| 21 | Robert W. Baird & Co. Inc | 65,512 | 725,000 | 0.31% | ||
| 22 | Thomas J. Herzfeld Advisors, Inc. | 61,525 | 681,000 | 0.29% | ||
| 23 | LPL Financial LLC | 44,856 | 497,000 | 0.21% | ||
| 24 | VSR Financial Services, Inc. | 34,572 | 383,000 | 0.16% | ||
| 25 | Investors Capital Advisory Services | 28,040 | 310,000 | 0.13% | ||
| 26 | Nuveen Asset Management, LLC | 25,600 | 283,000 | 0.12% | ||
| 27 | ROYAL BANK OF CANADA | 23,333 | 258,000 | 0.11% | ||
| 28 | Independence Trust CO | 19,660 | 218,000 | 0.09% | ||
| 29 | Virtu KCG Holdings LLC | 19,369 | 214,000 | 0.09% | ||
| 30 | MERIDIAN INVESTMENT COUNSEL INC. | 14,553 | 161,000 | 0.07% | ||
| 31 | Commonwealth Equity Services, Inc | 12,137 | 134,000 | 0.06% | ||
| 32 | B. Riley Wealth Advisors, Inc. | 11,038 | 122,000 | 0.05% | ||
| 33 | Janney Montgomery Scott LLC | 10,492 | 116,146 | 0.05% | ||
| 34 | BANK OF AMERICA CORP /DE/ | 7,981 | 88,000 | 0.04% | ||
| 35 | PRELUDE CAPITAL MANAGEMENT, LLC | 7,257 | 80,000 | 0.03% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 5,814 | 64,362 | 0.03% | ||
| 37 | MSI Financial Services Inc | 5,800 | 64,000 | 0.03% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,539 | 50,000 | 0.02% | ||
| 39 | WealthTrust-Arizona, LLC | 2,445 | 27,000 | 0.01% | ||
| 40 | Creative Planning | 2,372 | 26,000 | 0.01% | ||
| 41 | 1919 Investment Counsel, LLC | 1,601 | 18,000 | 0.01% | ||
| 42 | BARCLAYS PLC | 1,250 | 14,000 | 0.01% | ||
| 43 | MUFG Americas Holdings Corp | 1,175 | 13,000 | 0.01% | ||
| 44 | CITIGROUP INC | 807 | 9,000 | 0.00% | ||
| 45 | DEUTSCHE BANK AG\ | 461 | 5,000 | 0.00% | ||
| 46 | US BANCORP \DE\ | 300 | 3,000 | 0.00% | ||
| 47 | Hudock, Inc. | 100 | 1,000 | 0.00% | ||
| 48 | CT Financial Advisors LLC | 72 | 876 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
