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Nexpoint Cr Strategies
Nexpoint Cr Strategies. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 54 Institutional holders with a total value of $180,592,200.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HIGHLAND CAPITAL MANAGEMENT LP 5,417,101 39,707,000 21.99%
2 Advisors Asset Management, Inc. 3,846,639 28,196,000 15.61%
3 MORGAN STANLEY 3,063,169 22,453,000 12.43%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,824,208 13,371,000 7.40%
5 GUGGENHEIM CAPITAL LLC 1,479,880 10,848,000 6.01%
6 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,427,694 10,465,000 5.79%
7 LOOMIS SAYLES & CO L P 1,361,139 9,977,000 5.52%
8 Karpus Management, Inc. 1,066,588 7,818,000 4.33%
9 WELLS FARGO & COMPANY/MN 937,664 6,873,000 3.81%
10 BESSEMER GROUP INC 850,372 6,233,000 3.45%
11 RAYMOND JAMES & ASSOCIATES 481,057 3,526,000 1.95%
12 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 447,115 3,277,000 1.81%
13 Invesco Ltd. 398,868 2,924,000 1.62%
14 Thomas J. Herzfeld Advisors, Inc. 319,361 2,321,000 1.29%
15 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 250,556 1,838,000 1.02%
16 UBS Group AG 241,157 1,768,000 0.98%
17 Cetera Advisor Networks LLC 115,866 1,408,000 0.78%
18 BANK OF AMERICA CORP /DE/ 187,635 1,375,000 0.76%
19 Capital Investment Advisors, LLC 149,189 1,094,000 0.61%
20 PNC FINANCIAL SERVICES GROUP, INC. 126,985 930,000 0.51%
21 LPL Financial LLC 75,422 543,000 0.30%
22 BB&T SECURITIES, LLC 70,906 519,000 0.29%
23 CSS LLC/IL 70,462 517,000 0.29%
24 M Holdings Securities, Inc. 52,649 386,000 0.21%
25 OPPENHEIMER & CO INC 40,534 297,000 0.16%
26 Investors Capital Advisory Services 30,142 220,000 0.12%
27 Commonwealth Equity Services, Inc 27,145 199,000 0.11%
28 Winslow, Evans & Crocker, Inc. 24,788 181,690 0.10%
29 ROYAL BANK OF CANADA 22,352 163,000 0.09%
30 BAIRD FINANCIAL GROUP, INC. 16,893 124,000 0.07%
31 King Wealth Management Group 16,750 123,000 0.07%
32 First Allied Advisory Services, Inc. 18,468 121,000 0.07%
33 Virtu KCG Holdings LLC 16,302 119,000 0.07%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,559 99,000 0.05%
35 Context Capital Management, LLC 12,357 91,000 0.05%
36 CITADEL ADVISORS LLC 11,713 86,000 0.05%
37 Creative Planning 10,644 78,000 0.04%
38 Tower Research Capital LLC (TRC) 7,589 56,000 0.03%
39 SIGNATUREFD, LLC 7,500 55,000 0.03%
40 PANAGORA ASSET MANAGEMENT INC 5,489 40,000 0.02%
41 MSI Financial Services Inc 4,710 35,000 0.02%
42 AMERICAN INTERNATIONAL GROUP, INC. 4,363 31,982 0.02%
43 MUFG Americas Holdings Corp 4,266 31,000 0.02%
44 Glassman Wealth Services 3,413 25,000 0.01%
45 DEUTSCHE BANK AG\ 2,782 20,000 0.01%
46 US BANCORP \DE\ 2,500 18,000 0.01%
47 CITIGROUP INC 845 6,000 0.00%
48 INTEGRATED WEALTH MANAGEMENT 600 4,000 0.00%
49 Compagnie Lombard Odier SCmA 149 1,000 0.00%
50 CT Financial Advisors LLC 72 528 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.