| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 6,572,395 | 79,329,000 | 32.25% | ||
| 2 | MORGAN STANLEY | 2,128,451 | 25,691,000 | 10.44% | ||
| 3 | HIGHLAND CAPITAL MANAGEMENT LP | 1,674,370 | 20,210,000 | 8.22% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,589,228 | 19,181,000 | 7.80% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,474,500 | 17,797,000 | 7.23% | ||
| 6 | LOOMIS SAYLES & CO L P | 1,361,139 | 16,429,000 | 6.68% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,347,918 | 16,269,000 | 6.61% | ||
| 8 | Karpus Management, Inc. | 875,363 | 10,566,000 | 4.30% | ||
| 9 | WELLS FARGO & COMPANY/MN | 746,587 | 9,011,000 | 3.66% | ||
| 10 | BESSEMER GROUP INC | 696,761 | 8,410,000 | 3.42% | ||
| 11 | Invesco Ltd. | 612,471 | 7,393,000 | 3.01% | ||
| 12 | UBS AG | 208,835 | 2,520,000 | 1.02% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 162,841 | 1,965,000 | 0.80% | ||
| 14 | Capital Investment Advisors, LLC | 157,780 | 1,904,000 | 0.77% | ||
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 123,000 | 1,485,000 | 0.60% | ||
| 16 | Cetera Advisor Networks LLC | 91,444 | 1,103,000 | 0.45% | ||
| 17 | BNP PARIBAS FINANCIAL MARKETS | 88,161 | 1,064,103 | 0.43% | ||
| 18 | Saba Capital Management, L.P. | 72,956 | 881,000 | 0.36% | ||
| 19 | Robert W. Baird & Co. Inc | 69,637 | 841,000 | 0.34% | ||
| 20 | LPL Financial LLC | 50,119 | 605,000 | 0.25% | ||
| 21 | VSR Financial Services, Inc. | 34,314 | 414,000 | 0.17% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 28,434 | 343,000 | 0.14% | ||
| 23 | Investors Capital Advisory Services | 28,010 | 338,000 | 0.14% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 27,500 | 332,000 | 0.13% | ||
| 25 | Nuveen Asset Management, LLC | 25,600 | 309,000 | 0.13% | ||
| 26 | Relative Value Partners, LLC | 21,378 | 258,000 | 0.10% | ||
| 27 | ROYAL BANK OF CANADA | 21,333 | 257,000 | 0.10% | ||
| 28 | GOLDMAN SACHS GROUP INC | 14,054 | 170,000 | 0.07% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 13,814 | 166,736 | 0.07% | ||
| 30 | Commonwealth Equity Services, Inc | 11,637 | 140,000 | 0.06% | ||
| 31 | Janney Montgomery Scott LLC | 10,000 | 120,700 | 0.05% | ||
| 32 | B. Riley Wealth Advisors, Inc. | 8,538 | 103,054 | 0.04% | ||
| 33 | PRELUDE CAPITAL MANAGEMENT, LLC | 7,257 | 88,000 | 0.04% | ||
| 34 | Creative Planning | 5,072 | 61,000 | 0.02% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,539 | 55,000 | 0.02% | ||
| 36 | Gary Goldberg Planning Services Inc | 3,750 | 45,000 | 0.02% | ||
| 37 | WealthTrust-Arizona, LLC | 2,445 | 30,000 | 0.01% | ||
| 38 | MSI Financial Services Inc | 1,800 | 22,000 | 0.01% | ||
| 39 | 1919 Investment Counsel, LLC | 1,625 | 20,000 | 0.01% | ||
| 40 | DEUTSCHE BANK AG\ | 1,243 | 15,000 | 0.01% | ||
| 41 | BARCLAYS PLC | 1,250 | 15,000 | 0.01% | ||
| 42 | CITIGROUP INC | 1,245 | 15,000 | 0.01% | ||
| 43 | MUFG Americas Holdings Corp | 1,190 | 14,000 | 0.01% | ||
| 44 | US BANCORP \DE\ | 650 | 8,000 | 0.00% | ||
| 45 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.00% | ||
| 46 | Hudock, Inc. | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
