| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HIGHLAND CAPITAL MANAGEMENT LP | 5,708,198 | 69,469,000 | 21.89% | ||
| 2 | Advisors Asset Management, Inc. | 4,383,856 | 53,352,000 | 16.81% | ||
| 3 | MORGAN STANLEY | 2,717,395 | 33,071,000 | 10.42% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,439,649 | 17,521,000 | 5.52% | ||
| 5 | BESSEMER GROUP INC | 1,371,875 | 16,695,000 | 5.26% | ||
| 6 | LOOMIS SAYLES & CO L P | 1,361,139 | 16,565,000 | 5.22% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,910,562 | 14,329,000 | 4.52% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 1,104,904 | 13,447,000 | 4.24% | ||
| 9 | Karpus Management, Inc. | 1,086,863 | 13,227,000 | 4.17% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 1,035,000 | 12,596,000 | 3.97% | ||
| 11 | WELLS FARGO & COMPANY/MN | 777,558 | 9,463,000 | 2.98% | ||
| 12 | DEUTSCHE BANK AG\ | 581,516 | 7,076,000 | 2.23% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 569,136 | 6,926,000 | 2.18% | ||
| 14 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 433,836 | 5,279,000 | 1.66% | ||
| 15 | Invesco Ltd. | 423,345 | 5,152,000 | 1.62% | ||
| 16 | BNP PARIBAS FINANCIAL MARKETS | 233,455 | 2,841,147 | 0.90% | ||
| 17 | UBS Group AG | 200,626 | 2,442,000 | 0.77% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 163,090 | 1,985,000 | 0.63% | ||
| 19 | Capital Investment Advisors, LLC | 9,297 | 1,790,000 | 0.56% | ||
| 20 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 147,056 | 1,789,000 | 0.56% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 130,232 | 1,584,000 | 0.50% | ||
| 22 | Cetera Advisor Networks LLC | 115,866 | 1,408,000 | 0.44% | ||
| 23 | CSS LLC/IL | 84,791 | 1,032,000 | 0.33% | ||
| 24 | BERKLEY W R CORP | 84,069 | 1,023,000 | 0.32% | ||
| 25 | Thomas J. Herzfeld Advisors, Inc. | 115,543 | 867,000 | 0.27% | ||
| 26 | Alpine Global Management, LLC | 64,458 | 784,000 | 0.25% | ||
| 27 | LPL Financial LLC | 78,733 | 601,000 | 0.19% | ||
| 28 | Janney Montgomery Scott LLC | 47,300 | 576,000 | 0.18% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 35,575 | 432,000 | 0.14% | ||
| 30 | Investors Capital Advisory Services | 28,010 | 340,000 | 0.11% | ||
| 31 | EJF Capital LP | 27,920 | 340,000 | 0.11% | ||
| 32 | Round Table Services, LLC | 27,100 | 330,000 | 0.10% | ||
| 33 | Winslow, Evans & Crocker, Inc. | 26,610 | 323,834 | 0.10% | ||
| 34 | Commonwealth Equity Services, Inc | 25,804 | 314,000 | 0.10% | ||
| 35 | ROYAL BANK OF CANADA | 22,793 | 277,000 | 0.09% | ||
| 36 | Context Capital Management, LLC | 22,357 | 272,000 | 0.09% | ||
| 37 | OPPENHEIMER & CO INC | 21,098 | 257,000 | 0.08% | ||
| 38 | FIRST NEW YORK SECURITIES LLC /NY | 19,860 | 241,696 | 0.08% | ||
| 39 | GOLDMAN SACHS GROUP INC | 14,593 | 178,000 | 0.06% | ||
| 40 | Robert W. Baird & Co. Inc | 14,393 | 175,000 | 0.06% | ||
| 41 | Stratos Wealth Partners, LTD. | 13,083 | 159,000 | 0.05% | ||
| 42 | Saba Capital Management, L.P. | 11,441 | 139,000 | 0.04% | ||
| 43 | First Allied Advisory Services, Inc. | 11,387 | 127,000 | 0.04% | ||
| 44 | Creative Planning | 9,756 | 119,000 | 0.04% | ||
| 45 | SIGNATUREFD, LLC | 7,500 | 91,000 | 0.03% | ||
| 46 | MUFG Americas Holdings Corp | 5,602 | 68,000 | 0.02% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 4,363 | 53,099 | 0.02% | ||
| 48 | Glassman Wealth Services | 3,413 | 42,000 | 0.01% | ||
| 49 | US BANCORP \DE\ | 3,000 | 37,000 | 0.01% | ||
| 50 | WealthTrust-Arizona, LLC | 2,445 | 30,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
