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Nexpoint Cr Strategies
Nexpoint Cr Strategies. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 55 Institutional holders with a total value of $278,165,925.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Chicago Partners Investment Group LLC 68 0 0.00%
2 US FINANCIAL ADVISORS, LLC 29 0 0.00%
3 Cordasco Financial Network 14 0 0.00%
4 CT Financial Advisors LLC 72 808 0.00%
5 Hudock, Inc. 100 1,000 0.00%
6 CITIGROUP INC 500 5,000 0.00%
7 BlackRock Investment Management, LLC 500 6,000 0.00%
8 MSI Financial Services Inc 1,810 20,000 0.01%
9 ENVESTNET ASSET MANAGEMENT INC 1,999 22,000 0.01%
10 WealthTrust-Arizona, LLC 2,445 27,000 0.01%
11 US BANCORP \DE\ 3,000 34,000 0.01%
12 MUFG Americas Holdings Corp 5,308 60,000 0.02%
13 Creative Planning 5,420 61,000 0.02%
14 NATIONAL PLANNING CORP 5,771 64,457 0.02%
15 B. Riley Wealth Advisors, Inc. 6,494 73,000 0.03%
16 PANAGORA ASSET MANAGEMENT INC 6,938 78,000 0.03%
17 Stratos Wealth Partners, LTD. 8,632 96,937 0.03%
18 AMERICAN INTERNATIONAL GROUP, INC. 9,814 110,212 0.04%
19 Saba Capital Management, L.P. 11,441 128,000 0.05%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,151 137,000 0.05%
21 Robert W. Baird & Co. Inc 14,393 162,000 0.06%
22 Commonwealth Equity Services, Inc 20,435 229,000 0.08%
23 ROYAL BANK OF CANADA 20,933 235,000 0.08%
24 GOLDMAN SACHS GROUP INC 21,090 237,000 0.09%
25 Context Capital Management, LLC 22,357 251,000 0.09%
26 Relative Value Partners, LLC 25,399 285,000 0.10%
27 Winslow, Evans & Crocker, Inc. 26,610 298,822 0.11%
28 OPPENHEIMER & CO INC 27,060 304,000 0.11%
29 Investors Capital Advisory Services 28,010 314,000 0.11%
30 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 31,649 355,000 0.13%
31 BOOTHBAY FUND MANAGEMENT, LLC 38,790 436,000 0.16%
32 LPL Financial LLC 58,785 660,000 0.24%
33 BANK OF AMERICA CORP /DE/ 62,154 698,000 0.25%
34 Cetera Advisor Networks LLC 112,641 1,262,000 0.45%
35 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 114,000 1,280,000 0.46%
36 PNC FINANCIAL SERVICES GROUP, INC. 123,000 1,382,000 0.50%
37 UBS Group AG 137,323 1,542,000 0.55%
38 Capital Investment Advisors, LLC 150,402 1,689,000 0.61%
39 Thomas J. Herzfeld Advisors, Inc. 174,442 1,959,000 0.70%
40 MARINER INVESTMENT GROUP LLC 217,135 2,438,000 0.88%
41 RAYMOND JAMES & ASSOCIATES 252,931 2,840,000 1.02%
42 DEUTSCHE BANK AG\ 260,845 2,929,000 1.05%
43 BNP PARIBAS FINANCIAL MARKETS 408,788 4,590,689 1.65%
44 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 436,632 4,903,000 1.76%
45 Invesco Ltd. 477,302 5,360,000 1.93%
46 BESSEMER GROUP INC 713,204 8,009,000 2.88%
47 WELLS FARGO & COMPANY/MN 953,255 10,705,000 3.85%
48 Karpus Management, Inc. 1,084,188 12,175,000 4.38%
49 GUGGENHEIM CAPITAL LLC 1,229,302 13,806,000 4.96%
50 LOOMIS SAYLES & CO L P 1,361,139 15,286,000 5.50%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.