Dark
Light
System
Security
NUVEEN CONNECTICUT QLTY MUN
NUVEEN CONNECTICUT QLTY MUN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 28 Institutional holders with a total value of $10,186,238.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 122,310 1,522,000 14.94%
2 DOLIVER ADVISORS, LP 86,033 1,070,000 10.50%
3 BANK OF AMERICA CORP /DE/ 72,061 896,000 8.80%
4 MORGAN STANLEY 71,193 886,000 8.70%
5 LPL Financial LLC 59,406 743,000 7.29%
6 AQR CAPITAL MANAGEMENT LLC 57,229 712,000 6.99%
7 UBS AG 51,139 636,000 6.24%
8 WOLVERINE ASSET MANAGEMENT LLC 32,932 409,000 4.02%
9 Greenwich Wealth Management LLC 32,810 408,000 4.01%
10 WELLS FARGO & COMPANY/MN 29,113 362,000 3.55%
11 GOLDMAN SACHS GROUP INC 27,699 345,000 3.39%
12 RAYMOND JAMES & ASSOCIATES 24,248 302,000 2.96%
13 MSI Financial Services Inc 20,116 250,000 2.45%
14 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 16,832 209,000 2.05%
15 PRING TURNER CAPITAL GROUP INC 15,000 187,000 1.84%
16 TFS CAPITAL LLC 13,830 172,000 1.69%
17 Janney Montgomery Scott LLC 13,031 162,103 1.59%
18 JPMORGAN CHASE & CO 12,981 161,000 1.58%
19 Weiss Asset Management LP 12,436 155,000 1.52%
20 Point View Wealth Management, Inc. 12,194 152,000 1.49%
21 Private Advisor Group, LLC 11,182 139,000 1.36%
22 BROWN BROTHERS HARRIMAN & CO 7,500 93,000 0.91%
23 Thomas J. Herzfeld Advisors, Inc. 4,078 51,000 0.50%
24 DEUTSCHE BANK AG\ 3,990 49,000 0.48%
25 ROYAL BANK OF CANADA 3,707 46,000 0.45%
26 AMERICAN INTERNATIONAL GROUP, INC. 2,744 34,135 0.34%
27 People's United Financial, Inc. 2,100 26,000 0.26%
28 Tower Research Capital LLC (TRC) 700 9,000 0.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.