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NUVEEN CONNECTICUT QLTY MUN
NUVEEN CONNECTICUT QLTY MUN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 27 Institutional holders with a total value of $13,780,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Fiera Capital Corp 141,817 1,960,000 14.22%
2 HighTower Advisors, LLC 136,227 1,883,000 13.66%
3 BANK OF AMERICA CORP /DE/ 81,940 1,132,000 8.21%
4 UBS Group AG 78,294 1,082,000 7.85%
5 Commonwealth Equity Services, Inc 76,411 1,056,000 7.66%
6 MORGAN STANLEY 67,366 931,000 6.76%
7 LPL Financial LLC 62,883 862,000 6.26%
8 MSI Financial Services Inc 43,353 599,000 4.35%
9 Janney Montgomery Scott LLC 43,154 596,000 4.33%
10 WELLS FARGO & COMPANY/MN 30,429 421,000 3.06%
11 RAYMOND JAMES & ASSOCIATES 26,697 369,000 2.68%
12 STIFEL FINANCIAL CORP 25,680 355,000 2.58%
13 Horizon Kinetics LLC 24,544 339,000 2.46%
14 Greenwich Wealth Management LLC 24,187 334,000 2.42%
15 BRAVE ASSET MANAGEMENT INC 20,000 276,000 2.00%
16 Point View Wealth Management, Inc. 18,912 261,000 1.89%
17 Clear Harbor Asset Management, LLC 18,837 260,000 1.89%
18 TFS CAPITAL LLC 16,486 228,000 1.65%
19 ADVISOR GROUP, INC. 13,396 185,000 1.34%
20 Mathes Company, Inc. 11,000 152,000 1.10%
21 ROYAL BANK OF CANADA 10,480 145,000 1.05%
22 Stratos Wealth Partners, LTD. 10,353 143,000 1.04%
23 Catamount Wealth Management 7,308 99,000 0.72%
24 People's United Financial, Inc. 4,222 58,000 0.42%
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,752 24,000 0.17%
26 M&R CAPITAL MANAGEMENT INC 1,600 22,000 0.16%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 598 8,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.