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NUVEEN CONNECTICUT QLTY MUN
NUVEEN CONNECTICUT QLTY MUN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 28 Institutional holders with a total value of $16,427,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Fiera Capital Corp 172,982 2,287,000 13.92%
2 HighTower Advisors, LLC 160,516 2,126,000 12.94%
3 LPL Financial LLC 136,440 1,826,000 11.12%
4 Karpus Management, Inc. 76,436 1,010,000 6.15%
5 BANK OF AMERICA CORP /DE/ 75,802 1,002,000 6.10%
6 UBS Group AG 62,034 820,000 4.99%
7 MORGAN STANLEY 59,865 791,000 4.82%
8 Laurion Capital Management LP 51,733 684,000 4.16%
9 Commonwealth Equity Services, Inc 49,830 659,000 4.01%
10 MSI Financial Services Inc 43,684 578,000 3.52%
11 WOLVERINE ASSET MANAGEMENT LLC 40,230 531,000 3.23%
12 Janney Montgomery Scott LLC 34,827 460,000 2.80%
13 WELLS FARGO & COMPANY/MN 34,354 454,000 2.76%
14 HHG & Company, LLC 27,530 364,000 2.22%
15 RAYMOND JAMES & ASSOCIATES 25,709 340,000 2.07%
16 STIFEL FINANCIAL CORP 25,680 339,000 2.06%
17 Greenwich Wealth Management LLC 24,583 325,000 1.98%
18 Horizon Kinetics LLC 23,150 306,000 1.86%
19 BRAVE ASSET MANAGEMENT INC 20,000 264,000 1.61%
20 Point View Wealth Management, Inc. 19,709 261,000 1.59%
21 Clear Harbor Asset Management, LLC 18,962 251,000 1.53%
22 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 17,186 227,000 1.38%
23 AMERICAN INTERNATIONAL GROUP, INC. 10,593 140,000 0.85%
24 ROYAL BANK OF CANADA 10,480 139,000 0.85%
25 Catamount Wealth Management 7,308 97,000 0.59%
26 Thomas J. Herzfeld Advisors, Inc. 6,400 85,000 0.52%
27 People's United Financial, Inc. 4,222 56,000 0.34%
28 CITIGROUP INC 378 5,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.