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NUVEEN CONNECTICUT QLTY MUN
NUVEEN CONNECTICUT QLTY MUN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $16,895,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Fiera Capital Corp 235,399 2,890,000 17.11%
2 HighTower Advisors, LLC 136,227 1,673,000 9.90%
3 Laurion Capital Management LP 130,158 1,597,000 9.45%
4 Commonwealth Equity Services, Inc 115,524 1,418,000 8.39%
5 UBS Group AG 96,302 1,182,000 7.00%
6 MORGAN STANLEY 71,290 875,000 5.18%
7 BANK OF AMERICA CORP /DE/ 70,902 870,000 5.15%
8 LPL Financial LLC 65,618 808,000 4.78%
9 Janney Montgomery Scott LLC 46,297 568,000 3.36%
10 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 43,096 529,000 3.13%
11 WELLS FARGO & COMPANY/MN 41,329 507,000 3.00%
12 MSI Financial Services Inc 36,137 444,000 2.63%
13 Edge Wealth Management LLC 35,090 430,000 2.55%
14 STIFEL FINANCIAL CORP 35,000 430,000 2.55%
15 Greenwich Wealth Management LLC 31,637 388,000 2.30%
16 DOLIVER ADVISORS, LP 20,350 250,000 1.48%
17 Clear Harbor Asset Management, LLC 19,137 235,000 1.39%
18 RAYMOND JAMES & ASSOCIATES 19,042 234,000 1.39%
19 Point View Wealth Management, Inc. 18,912 232,000 1.37%
20 Private Advisor Group, LLC 16,079 200,000 1.18%
21 TFS CAPITAL LLC 14,017 172,000 1.02%
22 ADVISOR GROUP, INC. 13,250 162,000 0.96%
23 Virtu KCG Holdings LLC 12,490 153,000 0.91%
24 Mathes Company, Inc. 11,000 135,000 0.80%
25 Stratos Wealth Partners, LTD. 10,353 127,000 0.75%
26 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 8,600 106,000 0.63%
27 Catamount Wealth Management 7,308 90,000 0.53%
28 ROYAL BANK OF CANADA 6,580 81,000 0.48%
29 People's United Financial, Inc. 4,222 52,000 0.31%
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,752 22,000 0.13%
31 M&R CAPITAL MANAGEMENT INC 1,600 19,000 0.11%
32 WEBSTER BANK, N. A. 670 8,000 0.05%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 604 7,000 0.04%
34 Creative Planning 41 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.